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Article 1 - Subject matter

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This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation pursuant to Article 6 of Directive 73/239/EEC, Article 6 of Directive 79/267/EEC, Article 3(1) of Directive 93/22/EEC or Article 4 of Directive 2000/12/EC, and which are part of a financial conglomerate. It also amends the relevant sectoral rules which apply to entities regulated by the Directives referred to above.

This Directive lays down rules for supplementary supervision of regulated entities which have obtained an authorisation in accordance with Article 6 of Directive 73/239/EEC, Article 4 of Directive 2002/83/EC (14), Article 5 of Directive 2004/39/EC (15), Article 3 of Directive 2005/68/EC (16), Article 6 of Directive 2006/48/EC (17), Article 5 of Directive 2009/65/EC (18), Article 14 of Directive 2009/138/EC (19) or Articles 6 to 11 of Directive 2011/61/EU (20), and which are part of a financial conglomerate.

This Directive also amends the relevant sectoral rules which apply to entities regulated by those Directives.

Official text · consolidated version 09/12/2011 (no longer in force) Open full page ↗
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