What changes on 09/12/2011

The text in force from 04/01/2011 compared with the text from 09/12/2011, which includes the changes made by Directive 2011/89/EU.

Read the act as of 09/12/2011 · other versions: 21/03/2008 · 04/01/2011 · 17/07/2013 · 01/01/2014 · 26/06/2021 · 09/01/2024 · 30/01/2027

Chapter I

• amended Article 1 - Subject matter
• amended Article 2 - Definitions
• amended Article 3 - Thresholds for identifying a financial conglomerate
• amended Article 4 - Identifying a financial conglomerate

Chapter II › Section 1

• amended Article 5 - Scope of supplementary supervision of regulated entities referred to in Article 1

Chapter II › Section 2

• amended Article 6 - Capital adequacy
• amended Article 7 - Risk concentration
• amended Article 8 - Intra-group transactions
• amended Article 9 - Internal control mechanisms and risk management processes

Chapter II › Section 3

• inserted Article 9b - Stress testing
• inserted Article 12b - Common guidelines
• amended Article 10 - Competent authority responsible for exercising supplementary supervision (the coordinator)
• amended Article 11 - Tasks of the coordinator
• amended Article 12 - Cooperation and exchange of information between competent authorities
• amended Article 12a - Cooperation and exchange of information with the Joint Committee

Chapter II › Section 4

• amended Article 18 - Parent undertakings in a third country
• amended Article 19 - Cooperation with third-country competent authorities

Chapter III

• inserted Article 21b - Common Guidelines
• inserted Article 21c - Exercise of the delegation
• amended Article 20 - Powers conferred on the Commission
• amended Article 21 - Committee
• amended Article 21a - Technical standards

Chapter IV

• amended Article 22 - Amendments to Directive 73/239/EEC
• amended Article 23 - Amendments to Directive 79/267/EEC
• amended Article 26 - Amendments to Directive 93/6/EEC
• amended Article 28 - Amendments to Directive 98/78/EC
• amended Article 29 - Amendments to Directive 2000/12/EC

Chapter V

• inserted Article 30a - Alternative investment fund managers
• amended Article 30 - Asset management companies

Outside any heading

• amended Recital 1
• amended Recital 2
• amended Recital 3
• amended Recital 4
• amended Recital 5
• amended Recital 6
• amended Recital 7
• amended Recital 8
• amended Recital 9
• amended Recital 10
• amended Recital 11
• amended Recital 12
• amended Recital 13
• amended Recital 14
• amended Recital 15
• amended Recital 16
• amended Recital 17
• amended Recital 18
• amended Recital 19
• amended Recital 20
• amended Recital 21
• amended Annex I - CAPITAL ADEQUACY