What changes on 02/07/2014

The text in force from 15/01/2003 compared with the text from 02/07/2014, which includes the changes made by Directive 2014/65/EU (MIFID II).

Read the act as of 02/07/2014 · other versions: 23/02/2016

Chapter I

• amended Article 1 - Scope
• amended Article 2 - Definitions

Chapter II

• amended Article 3 - Registration
• amended Article 4 - Professional requirements
• amended Article 6 - Notification of establishment and services in other Member States
• amended Article 9 - Exchange of information between Member States
• amended Article 11 - Out-of-court redress
• moved Article 5 - Retention of acquired rights from
• moved Article 7 - Competent authorities from
• moved Article 8 - Sanctions from
• moved Article 10 - Complaints from

Chapter III

• amended Article 12 - Information provided by the insurance intermediary
• amended Article 13 - Information conditions

Chapter IIIA

• inserted Article 13a - Scope
• inserted Article 13b - Prevention of conflicts of interest
• inserted Article 13c - Conflicts of interests
• inserted Article 13d - General principles and information to customers
• inserted Article 13e - Exercise of the delegation

Outside any heading

• amended Recital 1
• amended Recital 2
• amended Recital 3
• amended Recital 4
• amended Recital 5
• amended Recital 6
• amended Recital 7
• amended Recital 8
• amended Recital 9
• amended Recital 10
• amended Recital 11
• amended Recital 12
• amended Recital 13
• amended Recital 14
• amended Recital 15
• amended Recital 16
• amended Recital 17
• amended Recital 18
• amended Recital 19
• amended Recital 20
• amended Recital 21
• amended Recital 22
• amended Recital 23
• amended Recital 24
• amended Preamble

Chapter IV

• amended Article 16 - Transposition
• moved Article 14 - Right to apply to the courts from
• moved Article 15 - Repeal from
• moved Article 17 - Entry into force from
• moved Article 18 - Addressees from