What changes on 04/01/2011
The text in force from 20/03/2008 compared with the text from 04/01/2011, which includes the changes made by Directive 2010/78/EU.
3 inserted
100 amended
0 deleted
0 moved
Read the act as of 04/01/2011 · other versions: 28/04/2006 · 21/09/2007 · 20/03/2008 · 03/01/2018
Title II › Chapter I
- amended Article 5 - Requirement for authorisation
- amended Article 7 - Procedures for granting and refusing requests for authorisation
- amended Article 8 - Withdrawal of authorisations
- amended Article 10a
- amended Article 10b - Assessment
- amended Article 11 - Membership of an authorised Investor Compensation Scheme
- amended Article 15 - Relations with third countries
Title II › Chapter II › Section 1
Title II › Chapter II › Section 2
- amended Article 19 - Conduct of business obligations when providing investment services to clients
- amended Article 23 - Obligations of investment firms when appointing tied agents
Title II › Chapter II › Section 3
- amended Article 25 - Obligation to uphold integrity of markets, report transactions and maintain records
- amended Article 27 - Obligation for investment firms to make public firm quotes
Title II › Chapter III
- amended Article 31 - Freedom to provide investment services and activities
- amended Article 32 - Establishment of a branch
Title III
- amended Article 36 - Authorisation and applicable law
- amended Article 41 - Suspension and removal of instruments from trading
- amended Article 42 - Access to the regulated market
- amended Article 47 - List of regulated markets
Title IV › Chapter I
- amended Article 48 - Designation of competent authorities
- amended Article 51 - Administrative sanctions
- amended Article 53 - Extra-judicial mechanism for investors' complaints
Title IV › Chapter II
- inserted Article 58a - Binding mediation
- inserted Article 62a - Cooperation and exchange of information with ESMA
- amended Article 56 - Obligation to cooperate
- amended Article 57 - Cooperation in supervisory activities, on-the-spot verifications or in investigations
- amended Article 58 - Exchange of information
- amended Article 59 - Refusal to cooperate
- amended Article 60 - Inter-authority consultation prior to authorisation
- amended Article 62 - Precautionary measures to be taken by host Member States
Title IV › Chapter III
Title V
Outside any heading
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
- amended Recital 40
- amended Recital 41
- amended Recital 42
- amended Recital 43
- amended Recital 44
- amended Recital 45
- amended Recital 46
- amended Recital 47
- amended Recital 48
- amended Recital 49
- amended Recital 50
- amended Recital 51
- amended Recital 52
- amended Recital 53
- amended Recital 54
- amended Recital 55
- amended Recital 56
- amended Recital 57
- amended Recital 58
- amended Recital 59
- amended Recital 60
- amended Recital 61
- amended Recital 62
- amended Recital 63
- amended Recital 64
- amended Recital 65
- amended Recital 66
- amended Recital 67
- amended Recital 68
- amended Recital 69
- amended Recital 70
- amended Recital 71
9 provisions renumbered in position only (no text change)
Article 61 · Article 65 · Article 67 · Article 68 · Article 69 · Article 70 · Article 71 · Article 72 · Article 73