What changes on 22/09/2006
The text in force from 26/07/2001 compared with the text from 22/09/2006.
72 inserted
0 amended
0 deleted
0 moved
Read the act as of 22/09/2006 · other versions:
Chapter I
- inserted Article 1 - Subject-matter and scope
- inserted Article 2 - Definitions
- inserted Article 3 - Transactions related to an individual share in a portfolio trade and volume weighted average price transactions
- inserted Article 4 - References to trading day
- inserted Article 5 - References to transaction
- inserted Article 6 - First admission to trading of a share on a regulated market
Chapter II
- inserted Article 7 - (Article 13(6) of Directive 2004/39/EC) Record-keeping of client orders and decisions to deal
- inserted Article 8 - (Article 13(6) of Directive 2004/39/EC) Record-keeping of transactions
Chapter III
- inserted Article 9 - (Second subparagraph of Article 25(3) of Directive 2004/39/EC) Determination of the most relevant market in terms of liquidity
- inserted Article 10 - (Second subparagraph of Article 25(3) of Directive 2004/39/EC) Alternative determination of most relevant market in terms of liquidity
- inserted Article 11 - (Article 25(3) of Directive 2004/39/EC) List of financial instruments
- inserted Article 12 - (Article 25(5) of Directive 2004/39/EC) Reporting channels
- inserted Article 13 - (Article 25(3) and (5) of Directive 2004/39/EC) Content of the transaction report
- inserted Article 14 - (Article 25(3) and (5) of Directive 2004/39/EC) Exchange of information on transactions
- inserted Article 15 - (Article 58(1) of Directive 2004/39/EC) Request for cooperation and exchange of information
- inserted Article 16 - (Article 56(2) of Directive 2004/39/EC) Determination of the substantial importance of a regulated market's operations in a host Member State
Chapter IV › Section 1
- inserted Article 17 - (Articles 29 and 44 of Directive 2004/39/EC) Pre-trade transparency obligations
- inserted Article 18 - (Articles 29(2) and 44(2) of Directive 2004/39/EC) Waivers based on market model and type of order or transaction
- inserted Article 19 - (Articles 29(2) and 44(2) of Directive 2004/39/EC) References to negotiated transaction
- inserted Article 20 - (Articles 29(2) and 44(2), and fifth subparagraph of Article 27(1) of Directive 2004/39/EC) Waivers in relation to transactions which are large in scale
Chapter IV › Section 2
- inserted Article 21 - (Article 4(1)(7) of Directive 2004/39/EC) Criteria for determining whether an investment firm is a systematic internaliser
- inserted Article 22 - (Article 27 of Directive 2004/39/EC) Determination of liquid shares
- inserted Article 23 - (Fourth subparagraph of Article 27(1) of Directive 2004/39/EC) Standard market size
- inserted Article 24 - (Article 27(1) of Directive 2004/39/EC) Quotes reflecting prevailing market conditions
- inserted Article 25 - (Fifth subparagraph of Article 27(3) and Article 27(6) of Directive 2004/39/EC) Execution of orders by systematic internalisers
- inserted Article 26 - (Fourth subparagraph Article 27(3) of Directive 2004/39/EC) Retail size
Chapter IV › Section 3
- inserted Article 27 - (Articles 28, 30 and 45 of Directive 2004/39/EC) Post-trade transparency obligation
- inserted Article 28 - (Articles 28, 30 and 45 of Directive 2004/39/EC) Deferred publication of large transactions
Chapter IV › Section 4
- inserted Article 29 - (Articles 27(3), 28(1), 29(1), 44(1) and 45(1) of Directive 2004/39/EC) Publication and availability of pre- and post-trade transparency data
- inserted Article 30 - (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC) Public availability of pre- and post-trade information
- inserted Article 31 - (Article 22(2) of Directive 2004/39/EC) Disclosure of client limit orders
- inserted Article 32 - (Article 22(2), 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC) Arrangements for making information public
- inserted Article 33 - (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC) Calculations and estimates for shares admitted to trading on a regulated market
- inserted Article 34 - (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC) Publication and effect of results of required calculations and estimates
Chapter V
- inserted Article 35 - (Article 40(1) of Directive 2004/39/EC) Transferable securities
- inserted Article 36 - (Article 40(1) of Directive 2004/39/EC) Units in collective investment undertakings
- inserted Article 37 - (Article 40(1) and (2) of Directive 2004/39/EC) Derivatives
Chapter VI
- inserted Article 38 - (Article 4(1)(2) of Directive 2004/39/EC) Characteristics of other derivative financial instruments
- inserted Article 39 - (Article 4(1)(2) of Directive 2004/39/EC) Derivatives within Section C(10) of Annex I to Directive 2004/39/EC
Chapter VII
- inserted Article 40 - Re-examinations
- inserted Article 41 - Entry into force
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Preamble
- inserted Annex I
- inserted Annex II