Products Coverage Library Evals FAQ About Contact us Log In Get access

Undertakings for Collective Investment in Transferable Securities Directive (UCITS)

Preamble
Recitals 95
Chapter I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4) 4
Chapter II - AUTHORISATION OF UCITS (Article 5) 1
Chapter III - OBLIGATIONS REGARDING MANAGEMENT COMPANIES (Article 6-21) 16
Chapter IV - OBLIGATIONS REGARDING THE DEPOSITARY (Article 22-26) 5
Chapter V - OBLIGATIONS REGARDING INVESTMENT COMPANIES (Article 27-36) 10
Chapter VI - MERGERS OF UCITS (Article 37-48) 12
Chapter VII - OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS (Article 49-57) 9
Chapter VIII - MASTER-FEEDER STRUCTURES (Article 58-67) 10
Chapter IX - OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS (Article 68-82) 15
Chapter X - GENERAL OBLIGATIONS OF UCITS (Article 83-90) 8
Chapter XI - SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED (Article 91-96) 6
Chapter XII - PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION (Article 97-110) 14
Chapter XIII - DELEGATED ACTS AND POWERS OF EXECUTION (Article 111-112b) 4
Chapter XIV - DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS (Article 113-119) 7
Annexes 4
Amending acts 13

◷

New version applies from 21/07/2011 — introduced by Alternative Investment Fund Managers Directive (AIFMD). 98 provisions change. Later versions: 20/06/2013, 17/09/2014, 01/01/2019, 07/01/2020, 26/06/2021, 02/08/2021, 01/01/2023, 09/01/2024, 17/01/2025, 16/04/2026.

View as of 21/07/2011 What changes

Undertakings for Collective Investment in Transferable Securities Directive (UCITS)

Directive 2009/65/EC

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

Showing the text as of 06/01/2011

121 articles

95 recitals

4 annexes

Open the act in the tree on the left to read its recitals, articles and annexes. Compare contents between versions

Official text · consolidated version 04/01/2011 (no longer in force)