What changes on 07/12/2009
The text in force from 26/07/2001 compared with the text from 07/12/2009.
119 inserted
0 amended
0 deleted
0 moved
Read the act as of 07/12/2009 · other versions: 01/06/2011 · 21/07/2011 · 20/06/2013 · 23/05/2014 · 21/06/2015 · 01/01/2019 · 09/01/2024 · 17/01/2025
Title I
- inserted Article 1 - Subject matter
- inserted Article 2 - Scope
- inserted Article 3 - Definitions
- inserted Article 4 - Use of credit ratings
- inserted Article 5 - Equivalence and certification based on equivalence
Title II
- inserted Article 6 - Independence and avoidance of conflicts of interest
- inserted Article 7 - Rating analysts, employees and other persons involved in the issuing of credit ratings
- inserted Article 8 - Methodologies, models and key rating assumptions
- inserted Article 9 - Outsourcing
- inserted Article 10 - Disclosure and presentation of credit ratings
- inserted Article 11 - General and periodic disclosures
- inserted Article 12 - Transparency report
- inserted Article 13 - Public disclosure fees
Title III › Chapter I
- inserted Article 14 - Requirement for registration
- inserted Article 15 - Application for registration
- inserted Article 16 - Examination of the application for registration of a credit rating agency by the competent authorities
- inserted Article 17 - Examination of the applications for registration of a group of credit rating agencies by the competent authorities
- inserted Article 18 - Notification of the decision on the registration, refusal of registration or the withdrawal of registration of a credit rating agency
- inserted Article 19 - Registration and supervisory fees
- inserted Article 20 - Withdrawal of registration
Title III › Chapter II
- inserted Article 21 - Committee of European Securities Regulators
- inserted Article 22 - Competent authorities
- inserted Article 23 - Powers of competent authorities
- inserted Article 24 - Supervisory measures by the competent authorities of the home Member State
- inserted Article 25 - Supervisory measures by competent authorities other than the competent authority of the home Member State
Title III › Chapter III
- inserted Article 26 - Obligation to cooperate
- inserted Article 27 - Exchange of information
- inserted Article 28 - Cooperation in case of a request with regard to on-site inspections or investigations
- inserted Article 29 - Colleges of competent authorities
- inserted Article 30 - Delegation of tasks between competent authorities
- inserted Article 31 - Mediation
- inserted Article 32 - Professional secrecy
- inserted Article 33 - Disclosure of information from another Member State
Title III › Chapter IV
- inserted Article 34 - Agreement on exchange of information
- inserted Article 35 - Disclosure of information from third countries
Title IV › Chapter I
- inserted Article 36 - Penalties
- inserted Article 37 - Amendments to Annexes
- inserted Article 38 - Committee procedure
- inserted Article 39 - Reports
Title IV › Chapter II
- inserted Article 40 - Transitional provision
- inserted Article 41 - Entry into force
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Preamble
- inserted Annex I - INDEPENDENCE AND AVOIDANCE OF CONFLICTS OF INTEREST
- inserted Annex II - INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION