What changes on 30/07/2010
The text in force from 03/12/2004 compared with the text from 30/07/2010.
80 inserted
0 amended
0 deleted
0 moved
Read the act as of 30/07/2010 · other versions: 01/08/2022
Chapter I
- inserted Article 1 - Subject matter
- inserted Article 2 - Scope
- inserted Article 3 - Definitions
Chapter II › Section 1
- inserted Article 4 - General requirements on procedures and organisation
- inserted Article 5 - Resources
Chapter II › Section 2
- inserted Article 6 - Complaints handling
- inserted Article 7 - Electronic data processing
- inserted Article 8 - Accounting procedures
Chapter II › Section 3
- inserted Article 9 - Control by senior management and supervisory function
- inserted Article 10 - Permanent compliance function
- inserted Article 11 - Permanent internal audit function
- inserted Article 12 - Permanent risk management function
- inserted Article 13 - Personal transactions
- inserted Article 14 - Recording of portfolio transactions
- inserted Article 15 - Recording of subscription and redemption orders
- inserted Article 16 - Recordkeeping requirements
Chapter III
- inserted Article 17 - Criteria for the identification of conflicts of interest
- inserted Article 18 - Conflicts of interest policy
- inserted Article 19 - Independence in conflicts management
- inserted Article 20 - Management of activities giving rise to detrimental conflict of interest
- inserted Article 21 - Strategies for the exercise of voting rights
Chapter IV › Section 1
- inserted Article 22 - Duty to act in the best interests of UCITS and their unit-holders
- inserted Article 23 - Due diligence requirements
Chapter IV › Section 2
- inserted Article 24 - Reporting obligations in respect of execution of subscription and redemption orders
Chapter IV › Section 3
- inserted Article 25 - Execution of decisions to deal on behalf of the managed UCITS
- inserted Article 26 - Placing orders to deal on behalf of UCITS with other entities for execution
Chapter IV › Section 4
- inserted Article 27 - General principles
- inserted Article 28 - Aggregation and allocation of trading orders
Chapter IV › Section 5
Chapter V
- inserted Article 30 - Elements related to the procedures to be followed by the parties to the agreement
- inserted Article 31 - Elements related to the exchange of information and to obligations on confidentiality and money-laundering
- inserted Article 32 - Elements related to the appointment of third parties
- inserted Article 33 - Elements related to potential amendments and the termination of the agreement
- inserted Article 34 - Applicable law
- inserted Article 35 - Electronic transmission of information
- inserted Article 36 - Scope of the agreement
- inserted Article 37 - Service level agreement
Chapter VI › Section 1
- inserted Article 38 - Risk management policy
- inserted Article 39 - Assessment, monitoring and review of risk management policy
Chapter VI › Section 2
- inserted Article 40 - Measurement and management of risk
- inserted Article 41 - Calculation of global exposure
- inserted Article 42 - Commitment approach
- inserted Article 43 - Counterparty risk and issuer concentration
Chapter VI › Section 3
Chapter VI › Section 4
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Preamble
Chapter VII
- inserted Article 46 - Transposition
- inserted Article 47 - Entry into force
- inserted Article 48 - Addressees