What changes on 01/08/2022
The text in force from 30/07/2010 compared with the text from 01/08/2022, which includes the changes made by Commission Delegated Directive (EU) 2021/1270.
1 inserted
42 amended
0 deleted
0 moved
Read the act as of 01/08/2022 · other versions:
Chapter I
- amended Article 1 - Subject matter
- amended Article 2 - Scope
- amended Article 3 - Definitions
Chapter II › Section 1
- inserted Article 5a - Obligation for investment companies to integrate sustainability risks in the management of UCITS
- amended Article 4 - General requirements on procedures and organisation
- amended Article 5 - Resources
Chapter II › Section 2
- amended Article 6 - Complaints handling
- amended Article 7 - Electronic data processing
- amended Article 8 - Accounting procedures
Chapter II › Section 3
- amended Article 9 - Control by senior management and supervisory function
- amended Article 10 - Permanent compliance function
- amended Article 11 - Permanent internal audit function
- amended Article 12 - Permanent risk management function
- amended Article 13 - Personal transactions
- amended Article 14 - Recording of portfolio transactions
- amended Article 15 - Recording of subscription and redemption orders
- amended Article 16 - Recordkeeping requirements
Chapter III
- amended Article 17 - Criteria for the identification of conflicts of interest
- amended Article 18 - Conflicts of interest policy
- amended Article 19 - Independence in conflicts management
- amended Article 20 - Management of activities giving rise to detrimental conflict of interest
- amended Article 21 - Strategies for the exercise of voting rights
Chapter IV › Section 1
- amended Article 22 - Duty to act in the best interests of UCITS and their unit-holders
- amended Article 23 - Due diligence requirements
Chapter IV › Section 2
- amended Article 24 - Reporting obligations in respect of execution of subscription and redemption orders
Chapter IV › Section 3
- amended Article 25 - Execution of decisions to deal on behalf of the managed UCITS
- amended Article 26 - Placing orders to deal on behalf of UCITS with other entities for execution
Chapter IV › Section 4
- amended Article 27 - General principles
- amended Article 28 - Aggregation and allocation of trading orders
Chapter IV › Section 5
Chapter V
- amended Article 30 - Elements related to the procedures to be followed by the parties to the agreement
- amended Article 31 - Elements related to the exchange of information and to obligations on confidentiality and money-laundering
- amended Article 32 - Elements related to the appointment of third parties
- amended Article 33 - Elements related to potential amendments and the termination of the agreement
Chapter VI › Section 1
- amended Article 38 - Risk management policy
- amended Article 39 - Assessment, monitoring and review of risk management policy
Chapter VI › Section 2
- amended Article 40 - Measurement and management of risk
- amended Article 41 - Calculation of global exposure
- amended Article 42 - Commitment approach
- amended Article 43 - Counterparty risk and issuer concentration
Chapter VI › Section 3
Chapter VI › Section 4
Chapter VII
- amended Article 46 - Transposition