What changes on 21/07/2011
The text in force from 19/01/2007 compared with the text from 21/07/2011.
171 inserted
0 amended
0 deleted
0 moved
Read the act as of 21/07/2011 · other versions: 20/06/2013 · 02/07/2014 · 13/01/2019 · 26/06/2021 · 02/08/2021 · 09/01/2024 · 17/01/2025 · 16/04/2026
Chapter I
- inserted Article 1 - Subject matter
- inserted Article 2 - Scope
- inserted Article 3 - Exemptions
- inserted Article 4 - Definitions
- inserted Article 5 - Determination of the AIFM
Chapter II
- inserted Article 6 - Conditions for taking up activities as AIFM
- inserted Article 7 - Application for authorisation
- inserted Article 8 - Conditions for granting authorisation
- inserted Article 9 - Initial capital and own funds
- inserted Article 10 - Changes in the scope of the authorisation
- inserted Article 11 - Withdrawal of the authorisation
Chapter III › Section 1
- inserted Article 12 - General principles
- inserted Article 13 - Remuneration
- inserted Article 14 - Conflicts of interest
- inserted Article 15 - Risk management
- inserted Article 16 - Liquidity management
- inserted Article 17 - Investment in securitisation positions
Chapter III › Section 2
- inserted Article 18 - General principles
- inserted Article 19 - Valuation
Chapter III › Section 3
- inserted Article 20 - Delegation
Chapter III › Section 4
- inserted Article 21 - Depositary
Chapter IV
- inserted Article 22 - Annual report
- inserted Article 23 - Disclosure to investors
- inserted Article 24 - Reporting obligations to competent authorities
Chapter V › Section 1
Chapter V › Section 2
- inserted Article 26 - Scope
- inserted Article 27 - Notification of the acquisition of major holdings and control of non-listed companies
- inserted Article 28 - Disclosure in case of acquisition of control
- inserted Article 29 - Specific provisions regarding the annual report of AIFs exercising control of non-listed companies
- inserted Article 30 - Asset stripping
Chapter VI
- inserted Article 31 - Marketing of units or shares of EU AIFs in the home Member State of the AIFM
- inserted Article 32 - Marketing of units or shares of EU AIFs in Member States other than in the home Member State of the AIFM
- inserted Article 33 - Conditions for managing EU AIFs established in other Member States
Chapter VII
- inserted Article 34 - Conditions for EU AIFMs which manage non-EU AIFs which are not marketed in Member States
- inserted Article 35 - Conditions for the marketing in the Union with a passport of a non-EU AIF managed by an EU AIFM
- inserted Article 36 - Conditions for the marketing in Member States without a passport of non-EU AIFs managed by an EU AIFM
- inserted Article 37 - Authorisation of non-EU AIFMs intending to manage EU AIFs and/or market AIFs managed by them in the Union in accordance with Article 39 or 40
- inserted Article 38 - Peer review of authorisation and supervision of non-EU AIFMs
- inserted Article 39 - Conditions for the marketing in the Union with a passport of EU AIFs managed by a non-EU AIFM
- inserted Article 40 - Conditions for the marketing in the Union with a passport of non-EU AIFs managed by a non-EU AIFM
- inserted Article 41 - Conditions for managing AIFs established in Member States other than the Member State of reference by non-EU AIFMs
- inserted Article 42 - Conditions for the marketing in Member States without a passport of AIFs managed by a non-EU AIFM
Chapter VIII
Chapter IX › Section 1
- inserted Article 44 - Designation of competent authorities
- inserted Article 45 - Responsibility of competent authorities in Member States
- inserted Article 46 - Powers of competent authorities
- inserted Article 47 - Powers and competences of ESMA
- inserted Article 48 - Administrative penalties
- inserted Article 49 - Right of appeal
Chapter IX › Section 2
- inserted Article 50 - Obligation to cooperate
- inserted Article 51 - Transfer and retention of personal data
- inserted Article 52 - Disclosure of information to third countries
- inserted Article 53 - Exchange of information relating to the potential systemic consequences of AIFM activity
- inserted Article 54 - Cooperation in supervisory activities
- inserted Article 55 - Dispute settlement
Chapter X
- inserted Article 56 - Exercise of the delegation
- inserted Article 57 - Revocation of the delegation
- inserted Article 58 - Objections to delegated acts
- inserted Article 59 - Implementing measures
- inserted Article 60 - Disclosure of derogations
- inserted Article 61 - Transitional provisions
- inserted Article 62 - Amendments to Directive 2003/41/EC
- inserted Article 63 - Amendments to Directive 2009/65/EC
- inserted Article 64 - Amendment to Regulation (EC) No 1060/2009
- inserted Article 65 - Amendment to Regulation (EU) No 1095/2010
- inserted Article 66 - Transposition
- inserted Article 67 - Delegated act on the application of Article 35 and Articles 37 to 41
- inserted Article 68 - Delegated act on the termination of the application of Articles 36 and 42
- inserted Article 69 - Review
- inserted Article 70 - Entry into force
- inserted Article 71 - Addressees
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Recital 76
- inserted Recital 77
- inserted Recital 78
- inserted Recital 79
- inserted Recital 80
- inserted Recital 81
- inserted Recital 82
- inserted Recital 83
- inserted Recital 84
- inserted Recital 85
- inserted Recital 86
- inserted Recital 87
- inserted Recital 88
- inserted Recital 89
- inserted Recital 90
- inserted Recital 91
- inserted Recital 92
- inserted Recital 93
- inserted Recital 94
- inserted Recital 95
- inserted Preamble
- inserted Annex I
- inserted Annex II
- inserted Annex III
- inserted Annex IV