What changes on 20/06/2013
The text in force from 21/07/2011 compared with the text from 20/06/2013, which includes the changes made by Directive 2013/14/EU.
0 inserted
165 amended
0 deleted
0 moved
Read the act as of 20/06/2013 · other versions: 02/07/2014 · 13/01/2019 · 26/06/2021 · 02/08/2021 · 09/01/2024 · 17/01/2025 · 16/04/2026
Chapter I
- amended Article 2 - Scope
- amended Article 3 - Exemptions
- amended Article 4 - Definitions
- amended Article 5 - Determination of the AIFM
Chapter II
- amended Article 6 - Conditions for taking up activities as AIFM
- amended Article 7 - Application for authorisation
- amended Article 8 - Conditions for granting authorisation
- amended Article 9 - Initial capital and own funds
- amended Article 10 - Changes in the scope of the authorisation
- amended Article 11 - Withdrawal of the authorisation
Chapter III › Section 1
- amended Article 12 - General principles
- amended Article 13 - Remuneration
- amended Article 14 - Conflicts of interest
- amended Article 15 - Risk management
- amended Article 16 - Liquidity management
- amended Article 17 - Investment in securitisation positions
Chapter III › Section 2
- amended Article 18 - General principles
- amended Article 19 - Valuation
Chapter III › Section 3
- amended Article 20 - Delegation
Chapter III › Section 4
- amended Article 21 - Depositary
Chapter IV
- amended Article 22 - Annual report
- amended Article 23 - Disclosure to investors
- amended Article 24 - Reporting obligations to competent authorities
Chapter V › Section 1
Chapter V › Section 2
- amended Article 26 - Scope
- amended Article 27 - Notification of the acquisition of major holdings and control of non-listed companies
- amended Article 28 - Disclosure in case of acquisition of control
- amended Article 29 - Specific provisions regarding the annual report of AIFs exercising control of non-listed companies
- amended Article 30 - Asset stripping
Chapter VI
- amended Article 31 - Marketing of units or shares of EU AIFs in the home Member State of the AIFM
- amended Article 32 - Marketing of units or shares of EU AIFs in Member States other than in the home Member State of the AIFM
- amended Article 33 - Conditions for managing EU AIFs established in other Member States
Chapter VII
- amended Article 34 - Conditions for EU AIFMs which manage non-EU AIFs which are not marketed in Member States
- amended Article 35 - Conditions for the marketing in the Union with a passport of a non-EU AIF managed by an EU AIFM
- amended Article 36 - Conditions for the marketing in Member States without a passport of non-EU AIFs managed by an EU AIFM
- amended Article 37 - Authorisation of non-EU AIFMs intending to manage EU AIFs and/or market AIFs managed by them in the Union in accordance with Article 39 or 40
- amended Article 38 - Peer review of authorisation and supervision of non-EU AIFMs
- amended Article 39 - Conditions for the marketing in the Union with a passport of EU AIFs managed by a non-EU AIFM
- amended Article 40 - Conditions for the marketing in the Union with a passport of non-EU AIFs managed by a non-EU AIFM
- amended Article 41 - Conditions for managing AIFs established in Member States other than the Member State of reference by non-EU AIFMs
- amended Article 42 - Conditions for the marketing in Member States without a passport of AIFs managed by a non-EU AIFM
Chapter VIII
Chapter IX › Section 1
- amended Article 45 - Responsibility of competent authorities in Member States
- amended Article 46 - Powers of competent authorities
- amended Article 47 - Powers and competences of ESMA
- amended Article 48 - Administrative penalties
- amended Article 49 - Right of appeal
Chapter IX › Section 2
- amended Article 50 - Obligation to cooperate
- amended Article 51 - Transfer and retention of personal data
- amended Article 52 - Disclosure of information to third countries
- amended Article 53 - Exchange of information relating to the potential systemic consequences of AIFM activity
- amended Article 54 - Cooperation in supervisory activities
Chapter X
- amended Article 56 - Exercise of the delegation
- amended Article 57 - Revocation of the delegation
- amended Article 58 - Objections to delegated acts
- amended Article 59 - Implementing measures
- amended Article 61 - Transitional provisions
- amended Article 62 - Amendments to Directive 2003/41/EC
- amended Article 63 - Amendments to Directive 2009/65/EC
- amended Article 64 - Amendment to Regulation (EC) No 1060/2009
- amended Article 65 - Amendment to Regulation (EU) No 1095/2010
- amended Article 66 - Transposition
- amended Article 67 - Delegated act on the application of Article 35 and Articles 37 to 41
- amended Article 68 - Delegated act on the termination of the application of Articles 36 and 42
- amended Article 69 - Review
Outside any heading
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
- amended Recital 40
- amended Recital 41
- amended Recital 42
- amended Recital 43
- amended Recital 44
- amended Recital 45
- amended Recital 46
- amended Recital 47
- amended Recital 48
- amended Recital 49
- amended Recital 50
- amended Recital 51
- amended Recital 52
- amended Recital 53
- amended Recital 54
- amended Recital 55
- amended Recital 56
- amended Recital 57
- amended Recital 58
- amended Recital 59
- amended Recital 60
- amended Recital 61
- amended Recital 62
- amended Recital 63
- amended Recital 64
- amended Recital 65
- amended Recital 66
- amended Recital 67
- amended Recital 68
- amended Recital 69
- amended Recital 70
- amended Recital 71
- amended Recital 72
- amended Recital 73
- amended Recital 74
- amended Recital 75
- amended Recital 76
- amended Recital 77
- amended Recital 78
- amended Recital 79
- amended Recital 80
- amended Recital 81
- amended Recital 82
- amended Recital 83
- amended Recital 84
- amended Recital 85
- amended Recital 86
- amended Recital 87
- amended Recital 88
- amended Recital 89
- amended Recital 90
- amended Recital 91
- amended Recital 92
- amended Recital 93
- amended Recital 94
- amended Recital 95
- amended Preamble
- amended Annex I
- amended Annex II - REMUNERATION POLICY
- amended Annex III - DOCUMENTATION AND INFORMATION TO BE PROVIDED IN CASE OF INTENDED MARKETING IN THE HOME MEMBER STATE OF THE AIFM
- amended Annex IV - DOCUMENTATION AND INFORMATION TO BE PROVIDED IN THE CASE OF INTENDED MARKETING IN MEMBER STATES OTHER THAN THE HOME MEMBER STATE OF THE AIFM