What changes on 25/03/2012
The text in force from 12/12/2011 compared with the text from 25/03/2012.
95 inserted
0 amended
0 deleted
0 moved
Read the act as of 25/03/2012 · other versions: 17/09/2014 · 31/01/2022 · 09/01/2024 · 16/01/2024
Chapter I
- inserted Article 1 - Scope
- inserted Article 2 - Definitions
- inserted Article 3 - Short and long positions
- inserted Article 4 - Uncovered position in a sovereign credit default swap
Chapter II
- inserted Article 5 - Notification to competent authorities of significant net short positions in shares
- inserted Article 6 - Public disclosure of significant net short positions in shares
- inserted Article 7 - Notification to competent authorities of significant net short positions in sovereign debt
- inserted Article 8 - Notification to competent authorities of uncovered positions in sovereign credit default swaps
- inserted Article 9 - Method of notification and disclosure
- inserted Article 10 - Application of notification and disclosure requirements
- inserted Article 11 - Information to be provided to ESMA
Chapter III
- inserted Article 12 - Restrictions on uncovered short sales in shares
- inserted Article 13 - Restrictions on uncovered short sales in sovereign debt
- inserted Article 14 - Restrictions on uncovered sovereign credit default swaps
- inserted Article 15 - Buy-in procedures
Chapter IV
- inserted Article 16 - Exemption where the principal trading venue is in a third country
- inserted Article 17 - Exemption for market making activities and primary market operations
Chapter V › Section 1
- inserted Article 18 - Notification and disclosure in exceptional circumstances
- inserted Article 19 - Notification by lenders in exceptional circumstances
- inserted Article 20 - Restrictions on short selling and similar transactions in exceptional circumstances
- inserted Article 21 - Restrictions on sovereign credit default swap transactions in exceptional circumstances
- inserted Article 22 - Measures by other competent authorities
- inserted Article 23 - Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price
- inserted Article 24 - Period of restrictions
- inserted Article 25 - Notice of restrictions
- inserted Article 26 - Notification to ESMA and other competent authorities
Chapter V › Section 2
- inserted Article 27 - Coordination by ESMA
- inserted Article 28 - ESMA intervention powers in exceptional circumstances
- inserted Article 29 - ESMA’s powers in emergency situations relating to sovereign debt
- inserted Article 30 - Further specification of adverse events or developments
- inserted Article 31 - Inquiries by ESMA
Chapter VI
- inserted Article 32 - Competent authorities
- inserted Article 33 - Powers of competent authorities
- inserted Article 34 - Professional secrecy
- inserted Article 35 - Obligation to cooperate
- inserted Article 36 - Cooperation with ESMA
- inserted Article 37 - Cooperation in case of request for on-site inspections or investigations
- inserted Article 38 - Cooperation with third countries
- inserted Article 39 - Transfer and retention of personal data
- inserted Article 40 - Disclosure of information to third countries
- inserted Article 41 - Penalties
Chapter VII
- inserted Article 42 - Exercise of the delegation
- inserted Article 43 - Deadline for the adoption of delegated acts
Chapter VIII
- inserted Article 44 - Committee procedure
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Preamble
Chapter IX
- inserted Article 45 - Review and report
- inserted Article 46 - Transitional provision
- inserted Article 47 - Staff and resources of ESMA
- inserted Article 48 - Entry into force