What changes on 17/09/2014
The text in force from 25/03/2012 compared with the text from 17/09/2014, which includes the changes made by Regulation (EU) No 909/2014 (CSDR).
0 inserted
79 amended
1 deleted
0 moved
Read the act as of 17/09/2014 · other versions: 31/01/2022 · 09/01/2024 · 16/01/2024
Chapter I
- amended Article 1 - Scope
- amended Article 2 - Definitions
- amended Article 3 - Short and long positions
- amended Article 4 - Uncovered position in a sovereign credit default swap
Chapter II
- amended Article 5 - Notification to competent authorities of significant net short positions in shares
- amended Article 6 - Public disclosure of significant net short positions in shares
- amended Article 7 - Notification to competent authorities of significant net short positions in sovereign debt
- amended Article 9 - Method of notification and disclosure
- amended Article 11 - Information to be provided to ESMA
Chapter III
- amended Article 12 - Restrictions on uncovered short sales in shares
- amended Article 13 - Restrictions on uncovered short sales in sovereign debt
- amended Article 14 - Restrictions on uncovered sovereign credit default swaps
- deleted Article 15 - Buy-in procedures last in force on the version of 25/03/2012
Chapter IV
- amended Article 16 - Exemption where the principal trading venue is in a third country
- amended Article 17 - Exemption for market making activities and primary market operations
Chapter V › Section 1
- amended Article 18 - Notification and disclosure in exceptional circumstances
- amended Article 19 - Notification by lenders in exceptional circumstances
- amended Article 20 - Restrictions on short selling and similar transactions in exceptional circumstances
- amended Article 21 - Restrictions on sovereign credit default swap transactions in exceptional circumstances
- amended Article 23 - Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price
- amended Article 25 - Notice of restrictions
- amended Article 26 - Notification to ESMA and other competent authorities
Chapter V › Section 2
- amended Article 27 - Coordination by ESMA
- amended Article 28 - ESMA intervention powers in exceptional circumstances
Chapter VI
- amended Article 33 - Powers of competent authorities
- amended Article 34 - Professional secrecy
- amended Article 37 - Cooperation in case of request for on-site inspections or investigations
- amended Article 38 - Cooperation with third countries
Chapter VII
Chapter VIII
- amended Article 44 - Committee procedure
Outside any heading
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
- amended Recital 40
- amended Recital 41
- amended Recital 42
- amended Recital 43
- amended Recital 44
- amended Recital 45
- amended Recital 46
- amended Preamble
Chapter IX
- amended Article 45 - Review and report
- amended Article 46 - Transitional provision
- amended Article 48 - Entry into force