What changes on 19/06/2012
The text in force from 18/02/2004 compared with the text from 19/06/2012.
56 inserted
0 amended
0 deleted
0 moved
Read the act as of 19/06/2012 · other versions:
Chapter 1
- inserted Article 1 - Subject matter
Chapter 2 › Section 1
- inserted Article 2 - Format of the application
- inserted Article 3 - Attestation of the accuracy and completeness of the application
- inserted Article 4 - Number of employees
- inserted Article 5 - Class of credit ratings
- inserted Article 6 - Policies and procedures
- inserted Article 7 - Identification, legal status and class of credit ratings
Chapter 2 › Section 2
- inserted Article 8 - Owners and parent undertaking of a credit rating agency
- inserted Article 9 - Ownership chart
Chapter 2 › Section 3
- inserted Article 10 - Organisational chart
- inserted Article 11 - Organisational structure
- inserted Article 12 - Corporate governance
Chapter 2 › Section 4
- inserted Article 13 - Financial reports
Chapter 2 › Section 5
- inserted Article 14 - Staffing policies and procedures
- inserted Article 15 - Fitness and appropriateness
Chapter 2 › Section 6
- inserted Article 16 - Development, validation, review and disclosure of rating methodologies
- inserted Article 17 - Issuance of credit ratings
- inserted Article 18 - Monitoring of credit ratings
Chapter 2 › Section 7
Chapter 2 › Section 8
- inserted Article 20 - Independence and avoidance of conflicts of interest
- inserted Article 21 - Inventory of conflicts of interest
- inserted Article 22 - Conflicts of interest with respect to ancillary services
Chapter 2 › Section 9
Chapter 2 › Section 10
Chapter 2 › Section 11
Chapter 3 › Section 1
- inserted Article 26 - Information for application for certification
- inserted Article 27 - General requirements for the application for certification
Chapter 3 › Section 2
- inserted Article 28 - Systemic importance
Chapter 4
- inserted Article 29 - Entry into force
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Preamble
- inserted Annex I
- inserted Annex II
- inserted Annex III
- inserted Annex IV
- inserted Annex IX
- inserted Annex V
- inserted Annex VI
- inserted Annex VII
- inserted Annex VIII
- inserted Annex X
- inserted Annex XI
- inserted Annex XII