What changes on 16/08/2012
The text in force from 11/08/2010 compared with the text from 16/08/2012.
193 inserted
0 amended
0 deleted
0 moved
Read the act as of 16/08/2012 · other versions: 01/01/2020 · 18/06/2020 · 11/02/2021 · 13/02/2021 · 28/06/2021 · 12/08/2022 · 24/12/2024 · 17/01/2025
Title I
- inserted Article 1 - Subject matter and scope
- inserted Article 2 - Definitions
- inserted Article 3 - Intragroup transactions
Title II
- inserted Article 4 - Clearing obligation
- inserted Article 5 - Clearing obligation procedure
- inserted Article 6 - Public register
- inserted Article 7 - Access to a CCP
- inserted Article 8 - Access to a trading venue
- inserted Article 9 - Reporting obligation
- inserted Article 10 - Non-financial counterparties
- inserted Article 11 - Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP
- inserted Article 12 - Penalties
- inserted Article 13 - Mechanism to avoid duplicative or conflicting rules
Title III › Chapter 1
- inserted Article 14 - Authorisation of a CCP
- inserted Article 15 - Extension of activities and services
- inserted Article 16 - Capital requirements
- inserted Article 17 - Procedure for granting and refusing authorisation
- inserted Article 18 - College
- inserted Article 19 - Opinion of the college
- inserted Article 20 - Withdrawal of authorisation
- inserted Article 21 - Review and evaluation
Title III › Chapter 2
- inserted Article 22 - Competent authority
Title III › Chapter 3
Title III › Chapter 4
Title IV › Chapter 1
- inserted Article 26 - General provisions
- inserted Article 27 - Senior management and the board
- inserted Article 28 - Risk committee
- inserted Article 29 - Record keeping
- inserted Article 30 - Shareholders and members with qualifying holdings
- inserted Article 31 - Information to competent authorities
- inserted Article 32 - Assessment
- inserted Article 33 - Conflicts of interest
- inserted Article 34 - Business continuity
- inserted Article 35 - Outsourcing
Title IV › Chapter 2
- inserted Article 36 - General provisions
- inserted Article 37 - Participation requirements
- inserted Article 38 - Transparency
- inserted Article 39 - Segregation and portability
Title IV › Chapter 3
- inserted Article 40 - Exposure management
- inserted Article 41 - Margin requirements
- inserted Article 42 - Default fund
- inserted Article 43 - Other financial resources
- inserted Article 44 - Liquidity risk controls
- inserted Article 45 - Default waterfall
- inserted Article 46 - Collateral requirements
- inserted Article 47 - Investment policy
- inserted Article 48 - Default procedures
- inserted Article 49 - Review of models, stress testing and back testing
- inserted Article 50 - Settlement
Title V
- inserted Article 51 - Interoperability arrangements
- inserted Article 52 - Risk management
- inserted Article 53 - Provision of margins among CCPs
- inserted Article 54 - Approval of interoperability arrangements
Title VI › Chapter 1
- inserted Article 55 - Registration of a trade repository
- inserted Article 56 - Application for registration
- inserted Article 57 - Notification of and consultation with competent authorities prior to registration
- inserted Article 58 - Examination of the application
- inserted Article 59 - Notification of ESMA decisions relating to registration
- inserted Article 60 - Exercise of the powers referred to in Articles 61 to 63
- inserted Article 61 - Request for information
- inserted Article 62 - General investigations
- inserted Article 63 - On-site inspections
- inserted Article 64 - Procedural rules for taking supervisory measures and imposing fines
- inserted Article 65 - Fines
- inserted Article 66 - Periodic penalty payments
- inserted Article 67 - Hearing of the persons concerned
- inserted Article 68 - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
- inserted Article 69 - Review by the Court of Justice
- inserted Article 70 - Amendments to Annex II
- inserted Article 71 - Withdrawal of registration
- inserted Article 72 - Supervisory fees
- inserted Article 73 - Supervisory measures by ESMA
- inserted Article 74 - Delegation of tasks by ESMA to competent authorities
Title VI › Chapter 2
- inserted Article 75 - Equivalence and international agreements
- inserted Article 76 - Cooperation arrangements
- inserted Article 77 - Recognition of trade repositories
Title VII
- inserted Article 78 - General requirements
- inserted Article 79 - Operational reliability
- inserted Article 80 - Safeguarding and recording
- inserted Article 81 - Transparency and data availability
- inserted Article 82 - Exercise of the delegation
Title VIII
- inserted Article 83 - Professional secrecy
- inserted Article 84 - Exchange of information
Title IX
- inserted Article 85 - Reports and review
- inserted Article 86 - Committee procedure
- inserted Article 87 - Amendment to Directive 98/26/EC
- inserted Article 88 - Websites
- inserted Article 89 - Transitional provisions
- inserted Article 90 - Staff and resources of ESMA
- inserted Article 91 - Entry into force
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Recital 76
- inserted Recital 77
- inserted Recital 78
- inserted Recital 79
- inserted Recital 80
- inserted Recital 81
- inserted Recital 82
- inserted Recital 83
- inserted Recital 84
- inserted Recital 85
- inserted Recital 86
- inserted Recital 87
- inserted Recital 88
- inserted Recital 89
- inserted Recital 90
- inserted Recital 91
- inserted Recital 92
- inserted Recital 93
- inserted Recital 94
- inserted Recital 95
- inserted Recital 96
- inserted Recital 97
- inserted Recital 98
- inserted Recital 99
- inserted Preamble
- inserted Annex I
- inserted Annex II