Preamble
Recitals 12
Chapter I - GENERAL (Article 1-2) 2
Chapter II - SUPPLEMENTARY SPECIFICATION OF DEFINITIONS PURSUANT TO ARTICLE 2(2) AND ARTICLE 3(7)(a) (Article 3-4) 2
Chapter III - NET SHORT POSITIONS PURSUANT TO ARTICLE 3(7)(b) (Article 5-11) 7
Chapter IV - NET SHORT POSITIONS IN FUNDS OR GROUPS PURSUANT TO ARTICLE 3(7)(c) (Article 12-13) 2
Chapter V - COVERED SOVEREIGN CREDIT DEFAULT SWAPS PURSUANT TO ARTICLE 4(2) (Article 14-20) 7
Chapter VI - NOTIFICATION THRESHOLDS FOR NET SHORT POSITIONS IN SOVEREIGN DEBT PURSUANT TO ARTICLE 7(3) (Article 21) 1
Chapter VII - PARAMETERS AND METHODS FOR CALCULATING LIQUIDITY THRESHOLD FOR SUSPENDING RESTRICTIONS ON SHORT SALES OF SOVEREIGN DEBT PURSUANT TO ARTICLE 13(4) (Article 22) 1
Chapter VIII - SIGNIFICANT FALL IN VALUE FOR FINANCIAL INSTRUMENTS OTHER THAN LIQUID SHARES PURSUANT TO ARTICLE 23 (Article 23) 1
Chapter IX - ADVERSE EVENTS OR DEVELOPMENTS PURSUANT TO ARTICLE 30 (Article 24-25) 2
Annexes 2
- Annex I - PART 1
- Annex II - PART 1
Amending acts 1
- Commission Delegated Regulation (EU) 2015/97from 12/02/2015

Annex I - PART 1

Comparing 12/10/2012 → 12/02/2015: 0 added, 1 removed, 20 changed Close comparison

~~ANNEX I~~

PART 1

Article 5 and 6

~~— |~~ Options,

~~— |~~ Covered warrants,

~~— |~~ Futures,

~~— |~~ Index-related instruments,

~~— |~~ Contracts for difference,

~~— |~~ Shares/units of exchange-traded funds,

~~— |~~ Swaps,

~~— |~~ Spread bets,

~~— |~~ Packaged retail or professional investment products,

~~— |~~ Complex derivatives,

~~— |~~ Certificates linked to shares,

~~— |~~ Global depositary receipts.

PART 2

Article 7