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Capital Requirements Directive

Preamble
Recitals 107
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Title II - COMPETENT AUTHORITIES (Article 4-7) 4
Title III - REQUIREMENTS FOR ACCESS TO THE ACTIVITY OF CREDIT INSTITUTIONS (Article 8-27) 20
Title IV - INITIAL CAPITAL OF INVESTMENT FIRMS (Article 28-32) 5
Title V - PROVISIONS CONCERNING THE FREEDOM OF ESTABLISHMENT AND THE FREEDOM TO PROVIDE SERVICES (Article 33-46) 14
Title VI - RELATIONS WITH THIRD COUNTRIES (Article 47-48) 2
Title VII - PRUDENTIAL SUPERVISION (Article 49-142) 95
Title VIII - DISCLOSURE BY COMPETENT AUTHORITIES (Article 143-144) 2
Title IX - DELEGATED AND IMPLEMENTING ACTS (Article 145-149) 5
Title X - AMENDMENTS OF DIRECTIVE 2002/87/EC (Article 150) 1
Title XI - TRANSITIONAL AND FINAL PROVISIONS (Article 151-165) 15
Annexes 2
- Annex I - LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION
- Annex II
Amending acts 12

What changes on 09/07/2018

The text in force from 13/01/2018 compared with the text from 09/07/2018, which includes the changes made by Directive (EU) 2018/843 (AMLD5).

0 inserted

21 amended

0 deleted

0 moved

Read the act as of 09/07/2018 · other versions: 28/06/2021 · 01/01/2022 · 09/01/2024 · 29/07/2024 · 30/12/2024 · 17/01/2025 · 11/01/2026 · 11/07/2026

Title IV

Title VII › Chapter 1 › Section II

Title VII › Chapter 1 › Section III

amended Article 63 - Duty of persons responsible for the legal control of annual and consolidated accounts

Title VII › Chapter 1 › Section IV

amended Article 65 - Administrative penalties and other administrative measures

Title VII › Chapter 2 › Section II › Subsection 1

amended Article 75 - Oversight of remuneration policies

Title VII › Chapter 2 › Section II › Subsection 2

amended Article 76 - Treatment of risks

Title VII › Chapter 2 › Section II › Subsection 3

amended Article 88 - Governance arrangements
amended Article 91 - Management body
amended Article 92 - Remuneration policies
amended Article 94 - Variable elements of remuneration

Title VII › Chapter 4 › Section I

amended Article 128 - Definitions
amended Article 129 - Requirement to maintain a capital conservation buffer

Title VII › Chapter 4 › Section II

amended Article 135 - ESRB guidance on setting countercyclical buffer rates

Title VII › Chapter 4 › Section III

amended Article 141 - Restrictions on distributions
amended Article 142 - Capital Conservation Plan

Title VIII

amended Article 144 - Specific disclosure requirements

Title X

amended Article 150 - Amendments of Directive 2002/87/EC

Title XI › Chapter 3

amended Article 161 - Review and report

Outside any heading

amended Annex I - LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION