What changes on 29/12/2020
The text in force from 09/07/2018 compared with the text from 29/12/2020, which includes the changes made by CRDV Directive, Directive (EU) 2021/338.
8 inserted
61 amended
2 deleted
0 moved
Read the act as of 29/12/2020 · other versions: 28/06/2021 · 01/01/2022 · 09/01/2024 · 29/07/2024 · 30/12/2024 · 17/01/2025 · 11/01/2026 · 11/07/2026
Title I
- amended Article 2 - Scope
- amended Article 3 - Definitions
Title II
Title III › Chapter 1
- inserted Article 21a - Approval of financial holding companies and mixed financial holding companies
- inserted Article 21b - Intermediate EU parent undertaking
- amended Article 8 - Authorisation
- amended Article 9 - Prohibition against persons or undertakings other than credit institutions from carrying out the business of taking deposits or other repayable funds from the public
- amended Article 10 - Programme of operations, structural organisation and governance arrangements
- amended Article 14 - Shareholders and members
- amended Article 18 - Withdrawal of authorisation
Title III › Chapter 2
- amended Article 22 - Notification and assessment of proposed acquisitions
- amended Article 23 - Assessment criteria
Title IV
- amended Article 29 - Initial capital of particular types of investment firms
- amended Article 31 - Coverage for firms not authorised to hold client money or securities
Title VI
Title VII › Chapter 1 › Section II
- inserted Article 58a - Transmission of information to international bodies
- amended Article 53 - Professional secrecy
- amended Article 56 - Exchange of information between authorities
- amended Article 57 - Exchange of information with oversight bodies
- amended Article 58 - Transmission of information concerning monetary, deposit protection, systemic and payment aspects
Title VII › Chapter 1 › Section III
- amended Article 63 - Duty of persons responsible for the legal control of annual and consolidated accounts
Title VII › Chapter 1 › Section IV
- amended Article 64 - Supervisory powers and powers to impose penalties
- amended Article 66 - Administrative penalties and other administrative measures for breaches of authorisation requirements and requirements for acquisitions of qualifying holdings
- amended Article 67 - Other provisions
Title VII › Chapter 2 › Section II › Subsection 1
- amended Article 74 - Internal governance and recovery and resolution plans
- amended Article 75 - Oversight of remuneration policies
Title VII › Chapter 2 › Section II › Subsection 2
- amended Article 76 - Treatment of risks
- amended Article 85 - Operational risk
Title VII › Chapter 2 › Section II › Subsection 3
- amended Article 88 - Governance arrangements
- amended Article 89 - Country-by-country reporting
- amended Article 91 - Management body
- amended Article 92 - Remuneration policies
- amended Article 94 - Variable elements of remuneration
Title VII › Chapter 2 › Section III
- amended Article 97 - Supervisory review and evaluation
- amended Article 98 - Technical criteria for the supervisory review and evaluation
- amended Article 99 - Supervisory examination programme
Title VII › Chapter 2 › Section IV
- inserted Article 104a - Additional own funds requirement
- inserted Article 104b - Guidance on additional own funds
- inserted Article 104c - Cooperation with resolution authorities
- amended Article 104 - Supervisory powers
- amended Article 105 - Specific liquidity requirements
- deleted Article 103 - Application of supervisory measures to institutions with similar risk profiles last in force on the version of 09/07/2018
Title VII › Chapter 2 › Section V
- amended Article 108 - Internal capital adequacy assessment process
- amended Article 109 - Institutions' arrangements, processes and mechanisms
Title VII › Chapter 3 › Section I
- amended Article 111 - Determination of the consolidating supervisor
- amended Article 113 - Joint decisions on institution-specific prudential requirements
- amended Article 115 - Coordination and cooperation arrangements
- amended Article 116 - Colleges of supervisors
- amended Article 117 - Cooperation obligations
Title VII › Chapter 3 › Section II
- amended Article 119 - Inclusion of holding companies in consolidated supervision
- amended Article 120 - Supervision of mixed financial holding companies
- amended Article 125 - Cooperation
Title VII › Chapter 4 › Section I
- amended Article 128 - Definitions
- amended Article 129 - Requirement to maintain a capital conservation buffer
- amended Article 130 - Requirement to maintain an institution-specific countercyclical capital buffer
- amended Article 131 - Global and other systemically important institutions
- amended Article 133 - Requirement to maintain a systemic risk buffer
- amended Article 134 - Recognition of a systemic risk buffer rate
- deleted Article 132 - Reporting last in force on the version of 09/07/2018
Title VII › Chapter 4 › Section II
Title VII › Chapter 4 › Section III
- inserted Article 141a - Failure to meet the combined buffer requirement
- amended Article 141 - Restrictions on distributions
- amended Article 142 - Capital Conservation Plan
Title VIII
Title IX
Title XI › Chapter 1
Title XI › Chapter 1A
Title XI › Chapter 3
- amended Article 161 - Review and report
- amended Article 162 - Transposition
Outside any heading
10 provisions renumbered in position only (no text change)
Article 59 · Article 60 · Article 61 · Article 62 · Article 106 · Article 107 · Article 160 · Article 163 · Article 164 · Article 165