What changes on 15/03/2013
The text in force from 31/12/2011 compared with the text from 15/03/2013.
40 inserted
0 amended
0 deleted
0 moved
Read the act as of 15/03/2013 · other versions: 11/04/2019 · 27/10/2022 · 29/04/2024
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Preamble
Chapter 1 › Section 1
- inserted Article 1 - Identification, legal status and class of derivatives
- inserted Article 2 - Policies and procedures
Chapter 1 › Section 2
- inserted Article 3 - Ownership of the trade repository
- inserted Article 4 - Ownership chart
Chapter 1 › Section 3
- inserted Article 5 - Organisational chart
- inserted Article 6 - Corporate governance
- inserted Article 7 - Internal controls
- inserted Article 8 - Regulatory compliance
- inserted Article 9 - Senior management and members of the board
Chapter 1 › Section 4
Chapter 1 › Section 5
Chapter 1 › Section 6
- inserted Article 13 - Management of conflicts of interest
- inserted Article 14 - Confidentiality
- inserted Article 15 - Inventory and mitigation of conflicts of interest
Chapter 1 › Section 7
- inserted Article 16 - Information Technology resources and outsourcing
- inserted Article 17 - Ancillary services
Chapter 1 › Section 8
- inserted Article 18 - Transparency about access rules
- inserted Article 19 - Transparency about compliance arrangements and accuracy of data
- inserted Article 20 - Pricing policy transparency
Chapter 1 › Section 9
- inserted Article 21 - Operational risk
Chapter 1 › Section 10
- inserted Article 22 - Recordkeeping policy