What changes on 11/04/2019

The text in force from 15/03/2013 compared with the text from 11/04/2019, which includes the changes made by Commission Delegated Regulation (EU) 2019/362.

Read the act as of 11/04/2019 · other versions: 27/10/2022 · 29/04/2024

Chapter 1 › Section 1

• amended Article 1 - Identification, legal status and class of derivatives
• amended Article 2 - Policies and procedures

Chapter 1 › Section 2

• amended Article 3 - Ownership of the trade repository
• amended Article 4 - Ownership chart

Chapter 1 › Section 3

• amended Article 5 - Organisational chart
• amended Article 6 - Corporate governance
• amended Article 7 - Internal control
• amended Article 8 - Regulatory compliance
• amended Article 9 - Senior management and members of the Board

Chapter 1 › Section 4

• amended Article 10 - Staffing policies and procedures
• amended Article 11 - Fitness and properness

Chapter 1 › Section 5

• amended Article 12 - Financial reports and business plans

Chapter 1 › Section 6

• amended Article 13 - Management of conflicts of interest
• amended Article 14 - Confidentiality
• amended Article 15 - Inventory and mitigation of conflicts of interest

Chapter 1 › Section 7

• amended Article 16 - Information Technology resources and outsourcing
• amended Article 17 - Ancillary services

Chapter 1 › Section 8

• amended Article 18 - Transparency of access rules
• amended Article 19 - Verification of completeness and correctness of data
• amended Article 20 - Pricing policy transparency

Chapter 1 › Section 9

• amended Article 21 - Operational risk

Chapter 1 › Section 10

• amended Article 22 - Recordkeeping policy

Chapter 1 › Section 11

• inserted Article 23a - Direct and immediate access to data by authorities
• amended Article 23 - Data availability mechanisms
• amended Article 24 - Verification of the accuracy and completeness of the application
• amended Article 25 - Entry into force