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Article 4 - Setting up access to details of derivatives

Comparing 11/04/2019 → 27/10/2022: 22 added, 1 removed, 1 changed Close comparison

For the purposes of the first subparagraph, a trade repository shall use an XML format and a template developed in accordance with ISO 20022 methodology. A trade repository may in addition, after agreement with the entity concerned, provide access to details of derivatives contracts in another mutually agreed format.

1.A trade repository shall carry out the following tasks:

(a)designate a person or persons responsible for liaising with the entities listed in Article 81(3) of Regulation (EU) No 648/2012;

(b)publish on its website the instructions to be followed by the entities listed in Article 81(3) of Regulation (EU) No 648/2012 to request access to details of transaction data on derivatives;

(c)provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with a form referred to in paragraph 2 of this Article;

(d)set up access to details of transaction data on derivatives for the entities listed in Article 81(3) of Regulation (EU) No 648/2012, based on information provided in the form referred to in paragraph 2 of this Article;

(e) 1.set Aup tradethe repositorytechnical shallarrangements providenecessary for the entities listed in Article 81(3) of Regulation (EU) No 648/2012 withto direct and immediate access, including where delegation under Article 28 of Regulation (EU) No 1095/2010 exists, toaccess details of transaction data on derivatives contractss in accordance with Articlesparagraph 2 and 3 of this Regulation.Article;

(f)provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with direct and immediate access to details of derivatives within 30 calendar days after that entity submitted a request for setting up such access.

2.The entity listed in Article 81(3) of Regulation (EU) No 648/2012 shall request access to details of derivatives using a form developed and made available by a trade repository and specifying at least the following information:

(a)the name of the entity;

(b)the contact person at the entity;

(c)legal responsibilities and mandates of the entity;

(d)credentials for a secure SSH FTP connection;

(e)any other technical information relevant to the access by the entity to details of derivatives;

(f)whether the entity is competent for counterparties in its Member State, in the euro area or in the Union;

(g)the types of counterparties for which the entity is competent in accordance with the classification in Table 1 of the Annex to Commission Implementing Regulation (EU) 2022/1860;

(h)types of underlyings to derivatives for which the entity is competent;

(i)the trading venues supervised by the entity, if any;

(j)the CCPs supervised or overseen by the entity, if any;

(k)the currency issued by the entity, if any;

(l)delivery and interconnection points;

(m)the benchmarks used in the Union, the administrator of which is under the supervision of the entity;

(n)the characteristics of underlyings supervised by the entity;

(o)the characteristics of the parties referred to in fields 16 “Clearing member”, 15 “Broker” in Table 1 and field 142 “Reference entity” in Table 2 of the Annex to Implementing Regulation (EU) 2022/1860 that are supervised by the entity, if any.

Official text · consolidated version 27/10/2022 (no longer in force) Open full page ↗
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