What changes on 20/07/2017
The text in force from 02/07/2014 compared with the text from 20/07/2017, which includes the changes made by Directive (EU) 2017/1132.
0 inserted
119 amended
4 deleted
0 moved
Read the act as of 20/07/2017 · other versions: 07/01/2020 · 26/06/2021 · 12/08/2022 · 14/11/2022 · 09/01/2024 · 14/11/2024 · 17/01/2025 · 11/05/2026
Title I
- amended Article 1 - Subject matter and scope
- amended Article 2 - Definitions
- amended Article 3 - Designation of authorities responsible for resolution
Title II › Chapter I › Section 1
Title II › Chapter I › Section 2
- amended Article 5 - Recovery plans
- amended Article 6 - Assessment of recovery plans
- amended Article 7 - Group recovery plans
- amended Article 8 - Assessment of group recovery plans
- amended Article 9 - Recovery Plan Indicators
Title II › Chapter I › Section 3
- amended Article 10 - Resolution plans
- amended Article 11 - Information for the purpose of resolution plans and cooperation from the institution
- amended Article 12 - Group resolution plans
- amended Article 13 - Requirement and procedure for group resolution plans
- amended Article 14 - Transmission of resolution plans to the competent authorities
Title II › Chapter II
- amended Article 15 - Assessment of resolvability for institutions
- amended Article 16 - Assessment of resolvability for groups
- amended Article 17 - Powers to address or remove impediments to resolvability
- amended Article 18 - Powers to address or remove impediments to resolvability: group treatment
Title II › Chapter III
- amended Article 19 - Group financial support agreement
- amended Article 20 - Review of proposed agreement by competent authorities and mediation
- amended Article 21 - Approval of proposed agreement by shareholders
- amended Article 23 - Conditions for group financial support
- amended Article 25 - Right of opposition of competent authorities
- amended Article 26 - Disclosure
Title III
- amended Article 27 - Early intervention measures
- amended Article 29 - Temporary administrator
- amended Article 30 - Coordination of early intervention measures and appointment of temporary administrator in relation to groups
Title IV › Chapter I
- amended Article 31 - Resolution objectives
- amended Article 32 - Conditions for resolution
- amended Article 33 - Conditions for resolution with regard to financial institutions and holding companies
- amended Article 34 - General principles governing resolution
Title IV › Chapter II
- amended Article 35 - Special management
Title IV › Chapter III
Title IV › Chapter IV › Section 1
Title IV › Chapter IV › Section 2
- amended Article 38 - The sale of business tool
- amended Article 39 - Sale of business tool: procedural requirements
Title IV › Chapter IV › Section 3
Title IV › Chapter IV › Section 4
Title IV › Chapter IV › Section 5 › Subsection 1
- amended Article 43 - The bail-in tool
- amended Article 44 - Scope of bail-in tool
Title IV › Chapter IV › Section 5 › Subsection 2
Title IV › Chapter IV › Section 5 › Subsection 3
- amended Article 46 - Assessment of amount of bail-in
- amended Article 47 - Treatment of shareholders in bail-in or write down or conversion of capital instruments
- amended Article 48 - Sequence of write down and conversion
- amended Article 49 - Derivatives
- amended Article 50 - Rate of conversion of debt to equity
- amended Article 51 - Recovery and reorganisation measures to accompany bail-in
- amended Article 52 - Business reorganisation plan
Title IV › Chapter IV › Section 5 › Subsection 4
- amended Article 53 - Effect of bail-in
- amended Article 54 - Removal of procedural impediments to bail-in
- amended Article 55 - Contractual recognition of bail-in
- amended Article 56 - Government financial stabilisation tools
- amended Article 57 - Public equity support tool
- amended Article 58 - Temporary public ownership tool
Title IV › Chapter V
- amended Article 59 - Requirement to write down or convert capital instruments
- amended Article 60 - Provisions governing the write down or conversion of capital instruments
- amended Article 61 - Authorities responsible for determination
- amended Article 62 - Consolidated application: procedure for determination
Title IV › Chapter VI
- amended Article 63 - General powers
- amended Article 64 - Ancillary powers
- amended Article 65 - Power to require the provision of services and facilities
- amended Article 66 - Power to enforce crisis management measures or crisis prevention measures by other Member States
- amended Article 67 - Power in respect of assets, rights, liabilities, shares and other instruments of ownership located in third countries
- amended Article 68 - Exclusion of certain contractual terms in early intervention and resolution
- amended Article 69 - Power to suspend certain obligations
- amended Article 70 - Power to restrict the enforcement of security interests
- amended Article 71 - Power to temporarily suspend termination rights
- amended Article 72 - Exercise of the resolution powers
Title IV › Chapter VII
- amended Article 73 - Treatment of shareholders and creditors in the case of partial transfers and application of the bail-in tool
- amended Article 74 - Valuation of difference in treatment
- amended Article 76 - Safeguard for counterparties in partial transfers
- amended Article 77 - Protection for financial collateral, set off and netting agreements
- amended Article 78 - Protection for security arrangements
- amended Article 79 - Protection for structured finance arrangements and covered bonds
- amended Article 80 - Partial transfers: protection of trading, clearing and settlement systems
Title IV › Chapter VIII
- amended Article 81 - Notification requirements
- amended Article 82 - Decision of the resolution authority
- amended Article 83 - Procedural obligations of resolution authorities
- amended Article 84 - Confidentiality
Title IV › Chapter IX
- amended Article 85 - Ex-ante judicial approval and rights to challenge decisions
- amended Article 86 - Restrictions on other proceedings
Title V
- amended Article 87 - General principles regarding decision-making involving more than one Member State
- amended Article 88 - Resolution colleges
- amended Article 89 - European resolution colleges
- amended Article 90 - Information exchange
- amended Article 91 - Group resolution involving a subsidiary of the group
- amended Article 92 - Group resolution
Title VI
- amended Article 93 - Agreements with third countries
- amended Article 94 - Recognition and enforcement of third-country resolution proceedings
- amended Article 95 - Right to refuse recognition or enforcement of third-country resolution proceedings
- amended Article 96 - Resolution of Union branches
- amended Article 97 - Cooperation with third-country authorities
- amended Article 98 - Exchange of confidential information
Title VII
- amended Article 99 - European system of financing arrangements
- amended Article 100 - Requirement to establish resolution financing arrangements
- amended Article 101 - Use of the resolution financing arrangements
- amended Article 102 - Target level
- amended Article 103 - Ex-ante contributions
- amended Article 104 - Extraordinary ex-post contributions
- amended Article 106 - Borrowing between financing arrangements
- amended Article 107 - Mutualisation of national financing arrangements in the case of a group resolution
- amended Article 108 - Ranking of deposits in insolvency hierarchy
- amended Article 109 - Use of deposit guarantee schemes in the context of resolution
Title VIII
- amended Article 110 - Administrative penalties and other administrative measures
- amended Article 111 - Specific provisions
- amended Article 112 - Publication of administrative penalties
- amended Article 113 - Maintenance of central database by EBA
- amended Article 114 - Effective application of penalties and exercise of powers to impose penalties by competent authorities and resolution authorities
Title IX
Title X
- amended Article 117 - Amendments to Directive 2001/24/EC
- amended Article 118 - Amendment to Directive 2002/47/EC
- amended Article 119 - Amendment to Directive 2004/25/EC
- amended Article 121 - Amendments to Directive 2007/36/EC
- amended Article 125 - Amendment to Regulation (EU) No 1093/2010
- amended Article 126 - Amendment to Regulation (EU) No 648/2012
- deleted Article 116 - Amendment to Directive 82/891/EEC last in force on the version of 02/07/2014
- deleted Article 120 - Amendment to Directive 2005/56/EC last in force on the version of 02/07/2014
- deleted Article 122 - Amendment to Directive 2011/35/EU last in force on the version of 02/07/2014
- deleted Article 123 - Amendment to Directive 2012/30/EU last in force on the version of 02/07/2014
Title XI
- amended Article 129 - Review
- amended Article 130 - Transposition
Outside any heading
- amended Annex 1 - SECTION A