What changes on 12/01/2016

The text in force from 05/05/2004 compared with the text from 12/01/2016.

Read the act as of 12/01/2016 · other versions: 12/08/2022 · 09/01/2024

Chapter I

• inserted Article 1 - Subject matter
• inserted Article 2 - Scope
• inserted Article 3 - Definitions

Chapter II

• inserted Article 4 - Reporting obligation and safeguarding in respect of SFTs

Chapter III

• inserted Article 5 - Registration of a trade repository
• inserted Article 6 - Notification of and consultation with competent authorities prior to registration or extension of registration
• inserted Article 7 - Examination of the application
• inserted Article 8 - Notification of ESMA decisions relating to registration or extension of registration
• inserted Article 9 - Powers of ESMA
• inserted Article 10 - Withdrawal of registration
• inserted Article 11 - Supervisory fees
• inserted Article 12 - Transparency and availability of data held in a trade repository

Chapter IV

• inserted Article 13 - Transparency of collective investment undertakings in periodical reports
• inserted Article 14 - Transparency of collective investment undertakings in pre-contractual documents

Chapter V

• inserted Article 15 - Reuse of financial instruments received under a collateral arrangement

Chapter VI

• inserted Article 16 - Designation and powers of competent authorities
• inserted Article 17 - Cooperation between competent authorities
• inserted Article 18 - Professional secrecy

Chapter VII

• inserted Article 19 - Equivalence and recognition of trade repositories
• inserted Article 20 - Indirect access to data between authorities
• inserted Article 21 - Equivalence of reporting

Chapter VIII

• inserted Article 22 - Administrative sanctions and other administrative measures
• inserted Article 23 - Determination of administrative sanctions and other administrative measures
• inserted Article 24 - Reporting of infringements
• inserted Article 25 - Exchange of information with ESMA
• inserted Article 26 - Publication of decisions
• inserted Article 27 - Right of appeal
• inserted Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14

Chapter IX

• inserted Article 29 - Reports and review

Chapter X

• inserted Article 30 - Exercise of delegated powers
• inserted Article 31 - Committee procedure
• inserted Article 32 - Amendments to Regulation (EU) No 648/2012
• inserted Article 33 - Entry into force and application

Outside any heading

• inserted Recital 1
• inserted Recital 2
• inserted Recital 3
• inserted Recital 4
• inserted Recital 5
• inserted Recital 6
• inserted Recital 7
• inserted Recital 8
• inserted Recital 9
• inserted Recital 10
• inserted Recital 11
• inserted Recital 12
• inserted Recital 13
• inserted Recital 14
• inserted Recital 15
• inserted Recital 16
• inserted Recital 17
• inserted Recital 18
• inserted Recital 19
• inserted Recital 20
• inserted Recital 21
• inserted Recital 22
• inserted Recital 23
• inserted Recital 24
• inserted Recital 25
• inserted Recital 26
• inserted Recital 27
• inserted Recital 28
• inserted Recital 29
• inserted Recital 30
• inserted Recital 31
• inserted Recital 32
• inserted Recital 33
• inserted Recital 34
• inserted Recital 35
• inserted Recital 36
• inserted Recital 37
• inserted Recital 38
• inserted Recital 39
• inserted Recital 40
• inserted Recital 41
• inserted Recital 42
• inserted Recital 43
• inserted Preamble
• inserted Annex 1