What changes on 12/08/2022

The text in force from 12/01/2016 compared with the text from 12/08/2022, which includes the changes made by Commission Delegated Regulation (EU) 2019/463, Regulation (EU) 2021/23.

Read the act as of 12/08/2022 · other versions: 09/01/2024

Chapter I

• amended Article 2 - Scope
• amended Article 3 - Definitions

Chapter II

• amended Article 4 - Reporting obligation and safeguarding in respect of SFTs

Chapter III

• amended Article 5 - Registration of a trade repository
• amended Article 6 - Notification of and consultation with competent authorities prior to registration or extension of registration
• amended Article 7 - Examination of the application
• amended Article 8 - Notification of ESMA decisions relating to registration or extension of registration
• amended Article 9 - Powers of ESMA
• amended Article 10 - Withdrawal of registration
• amended Article 11 - Supervisory fees
• amended Article 12 - Transparency and availability of data held in a trade repository

Chapter IV

• amended Article 13 - Transparency of collective investment undertakings in periodical reports
• amended Article 14 - Transparency of collective investment undertakings in pre-contractual documents

Chapter V

• amended Article 15 - Reuse of financial instruments received under a collateral arrangement

Chapter VI

• amended Article 16 - Designation and powers of competent authorities
• amended Article 17 - Cooperation between competent authorities
• amended Article 18 - Professional secrecy

Chapter VII

• amended Article 19 - Equivalence and recognition of trade repositories
• amended Article 21 - Equivalence of reporting

Chapter VIII

• amended Article 22 - Administrative sanctions and other administrative measures
• amended Article 23 - Determination of administrative sanctions and other administrative measures
• amended Article 24 - Reporting of infringements
• amended Article 25 - Exchange of information with ESMA
• amended Article 26 - Publication of decisions

Chapter IX

• amended Article 29 - Reports and review

Chapter X

• amended Article 30 - Exercise of delegated powers
• amended Article 31 - Committee procedure
• amended Article 32 - Amendments to Regulation (EU) No 648/2012
• amended Article 33 - Entry into force and application

Outside any heading

• amended Annex 1 - Section A –Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report