What changes on 22/11/2022
The text in force from 20/04/2017 compared with the text from 22/11/2022, which includes the changes made by Commission Delegated Directive (EU) 2021/1269.
0 inserted
12 amended
0 deleted
0 moved
Read the act as of 22/11/2022 · other versions: 06/06/2026
Chapter I
Chapter II
- amended Article 2 - Safeguarding of client financial instruments and funds
- amended Article 3 - Depositing client financial instruments
- amended Article 4 - Depositing client funds
- amended Article 5 - Use of client financial instruments
- amended Article 6 - Inappropriate use of title transfer collateral arrangements
Chapter III
- amended Article 9 - Product governance obligations for investment firms manufacturing financial instruments
- amended Article 10 - Product governance obligations for distributors
Chapter IV
- amended Article 11 - Inducements
- amended Article 12 - Inducements in respect of investment advice on an independent basis or portfolio management services
- amended Article 13 - Inducements in relation to research