What changes on 06/02/2018

The text in force from 20/04/2017 compared with the text from 06/02/2018, which includes the changes made by Commission Delegated Regulation (EU) 2018/63.

Read the act as of 06/02/2018 · other versions:

Chapter I

• amended Article 1 - Information to competent authorities
• amended Article 2 - Information on the organisation
• amended Article 3 - Corporate governance
• amended Article 4 - Information on the members of the management body

Chapter II

• amended Article 5 - Conflicts of interest
• amended Article 6 - Organisational requirements regarding outsourcing
• amended Article 7 - Business continuity and back-up facilities
• amended Article 8 - Testing and capacity
• amended Article 9 - Security
• amended Article 10 - Management of incomplete or potentially erroneous information by APAs and CTPs
• amended Article 11 - Management of incomplete or potentially erroneous information by ARMs
• amended Article 12 - Connectivity of ARMs
• amended Article 13 - Other services provided by CTPs

Chapter III

• inserted Article 15a - Scope of the consolidated tape for bonds, structured finance products, emission allowances and derivatives
• amended Article 14 - Machine readability
• amended Article 15 - Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments
• amended Article 16 - Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
• amended Article 18 - Details to be published by the APA
• amended Article 20 - Details to be published by the CTP
• amended Article 21 - Entry into force and application