What changes on 10/11/2021
The text in force from 18/03/2021 compared with the text from 10/11/2021, which includes the changes made by Regulation (EU) 2020/1503.
0 inserted
47 amended
0 deleted
0 moved
Read the act as of 10/11/2021 · other versions: 31/12/2019 · 18/03/2021 · 09/01/2024 · 04/12/2024 · 05/03/2026 · 05/06/2026
Chapter I
- amended Article 1 - Subject matter, scope and exemptions
- amended Article 3 - Obligation to publish a prospectus and exemption
- amended Article 4 - Voluntary prospectus
- amended Article 5 - Subsequent resale of securities
Chapter II
- amended Article 6 - The prospectus
- amended Article 7 - The prospectus summary
- amended Article 8 - The base prospectus
- amended Article 9 - The universal registration document
- amended Article 10 - Prospectuses consisting of separate documents
- amended Article 11 - Responsibility attaching to the prospectus
- amended Article 12 - Validity of a prospectus, registration document and universal registration document
Chapter III
- amended Article 13 - Minimum information and format
- amended Article 14 - Simplified disclosure regime for secondary issuances
- amended Article 14a - EU Recovery prospectus
- amended Article 15 - EU Growth prospectus
- amended Article 16 - Risk factors
- amended Article 17 - Final offer price and amount of securities
- amended Article 18 - Omission of information
- amended Article 19 - Incorporation by reference
Chapter IV
- amended Article 20 - Scrutiny and approval of the prospectus
- amended Article 21 - Publication of the prospectus
- amended Article 22 - Advertisements
- amended Article 23 - Supplements to the prospectus
Chapter V
- amended Article 24 - Union scope of approvals of prospectuses
- amended Article 25 - Notification of prospectuses and supplements and communication of final terms
- amended Article 26 - Notification of registration documents or universal registration documents
- amended Article 27 - Use of language
Chapter VI
- amended Article 29 - Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
- amended Article 30 - Cooperation with third countries
Chapter VII
- amended Article 31 - Competent authorities
- amended Article 32 - Powers of competent authorities
- amended Article 33 - Cooperation between competent authorities
- amended Article 34 - Cooperation with ESMA
- amended Article 35 - Professional secrecy
- amended Article 37 - Precautionary measures
Chapter VIII
- amended Article 38 - Administrative sanctions and other administrative measures
- amended Article 39 - Exercise of supervisory powers and powers to impose sanctions
- amended Article 41 - Reporting of infringements
- amended Article 42 - Publication of decisions
- amended Article 43 - Reporting sanctions to ESMA
Chapter IX
Chapter X
- amended Article 46 - Repeal
- amended Article 47 - ESMA report on prospectuses
- amended Article 48 - Review
- amended Article 49 - Entry into force and application