What changes on 09/01/2018
The text in force from 31/03/2014 compared with the text from 09/01/2018.
37 inserted
0 amended
0 deleted
0 moved
Read the act as of 09/01/2018 · other versions: 26/04/2018 · 02/08/2022
Chapter I
- inserted Article 1 - Scope
- inserted Article 2 - Definitions
Chapter II
- inserted Article 3 - Identification of conflicts of interest
- inserted Article 4 - Conflicts of interest policy
- inserted Article 5 - Procedures and measures under the conflicts of interest policy
- inserted Article 6 - Disclosure
- inserted Article 7 - Review and record keeping
- inserted Article 8 - Assessment of inducements and inducement schemes
Chapter III › Section 1
- inserted Article 9 - Information to be obtained for the purposes of the assessment of suitability
- inserted Article 10 - Reliability of information
- inserted Article 11 - Communication with customers regarding the assessment of suitability
- inserted Article 12 - Automated advice
- inserted Article 13 - Group insurance
- inserted Article 14 - Suitability statement
Chapter III › Section 2
- inserted Article 15 - Assessment procedure
- inserted Article 16 - Non-complex insurance-based investment products
Chapter III › Section 3
- inserted Article 17 - Information to be obtained from the customer
- inserted Article 18 - Periodic report
- inserted Article 19 - Retention of records
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Preamble