What changes on 26/04/2018

The text in force from 09/01/2018 compared with the text from 26/04/2018, which includes the changes made by Commission Delegated Regulation (EU) 2018/541.

Read the act as of 26/04/2018 · other versions: 02/08/2022

Chapter I

• amended Article 2 - Definitions

Chapter II

• amended Article 3 - Identification of conflicts of interest
• amended Article 4 - Conflicts of interest policy
• amended Article 5 - Procedures and measures under the conflicts of interest policy
• amended Article 6 - Disclosure
• amended Article 7 - Review and record keeping
• amended Article 8 - Assessment of inducements and inducement schemes

Chapter III › Section 1

• amended Article 9 - Information to be obtained for the purposes of the assessment of suitability
• amended Article 10 - Reliability of information
• amended Article 14 - Suitability statement

Chapter III › Section 2

• amended Article 16 - Non-complex insurance-based investment products

Chapter III › Section 3

• amended Article 17 - Information to be obtained from the customer
• amended Article 18 - Periodic report
• amended Article 19 - Retention of records

Chapter IV

• amended Article 20 - Entry into force and application