What changes on 09/04/2021
The text in force from 17/01/2018 compared with the text from 09/04/2021, which includes the changes made by Regulation (EU) 2021/557.
7 inserted
43 amended
1 deleted
0 moved
Read the act as of 09/04/2021 · other versions:
Chapter 1
- amended Article 1 - Subject matter and scope
- amended Article 2 - Definitions
- amended Article 3 - Selling of securitisations to retail clients
- amended Article 4 - Requirements for SSPEs
Chapter 2
- amended Article 5 - Due-diligence requirements for institutional investors
- amended Article 6 - Risk retention
- amended Article 7 - Transparency requirements for originators, sponsors and SSPEs
- amended Article 8 - Ban on resecuritisation
- amended Article 9 - Criteria for credit-granting
Chapter 3
- amended Article 10 - Registration of a securitisation repository
- amended Article 11 - Notification and consultation with competent authorities prior to registration or extension of registration
- amended Article 12 - Examination of the application
- amended Article 13 - Notification of ESMA decisions relating to registration or extension of registration
- amended Article 14 - Powers of ESMA
- amended Article 15 - Withdrawal of registration
- amended Article 16 - Supervisory fees
- amended Article 17 - Availability of data held in a securitisation repository
Chapter 4 › Section 1
- amended Article 19 - Simple, transparent and standardised non-ABCP traditional securitisation
- amended Article 20 - Requirements relating to simplicity
- amended Article 21 - Requirements relating to standardisation
- amended Article 22 - Requirements relating to transparency
Chapter 4 › Section 2
- amended Article 23 - Simple, transparent and standardised ABCP securitisation
- amended Article 24 - Transaction-level requirements
- amended Article 25 - Sponsor of an ABCP programme
- amended Article 26 - Programme-level requirements
Chapter 4 › Section 2A
- inserted Article 26a - Simple, transparent and standardised on-balance-sheet securitisations
- inserted Article 26b - Requirements relating to simplicity
- inserted Article 26c - Requirements relating to standardisation
- inserted Article 26d - Requirements relating to transparency
- inserted Article 26e - Requirements concerning the credit protection agreement, the third-party verification agent and the synthetic excess spread
Chapter 4
Chapter 4 › Section 3
- amended Article 27 - STS notification requirements
- amended Article 28 - Third party verifying STS compliance
Chapter 5
- amended Article 29 - Designation of competent authorities
- amended Article 30 - Powers of the competent authorities
- amended Article 31 - Macroprudential oversight of the securitisation market
- amended Article 32 - Administrative sanctions and remedial measures
- amended Article 33 - Exercise of the power to impose administrative sanctions and remedial measures
- amended Article 34 - Criminal sanctions
- amended Article 36 - Cooperation between competent authorities and the ESAs
- amended Article 37 - Publication of administrative sanctions
Chapter 6
- inserted Article 43a - Transitional provisions for STS on-balance-sheet securitisations
- inserted Article 45a - Development of a sustainable securitisation framework
- amended Article 39 - Amendment to Directive 2009/138/EC
- amended Article 40 - Amendment to Regulation (EC) No 1060/2009
- amended Article 42 - Amendment to Regulation (EU) No 648/2012
- amended Article 43 - Transitional provisions
- amended Article 44 - Reports
- amended Article 46 - Review
- amended Article 47 - Exercise of the delegation
- deleted Article 45 - Synthetic securitisations last in force on the version of 17/01/2018