What changes on 05/12/2019
The text in force from 06/01/2011 compared with the text from 05/12/2019.
115 inserted
0 amended
0 deleted
0 moved
Read the act as of 05/12/2019 · other versions: 25/12/2019 · 09/01/2024 · 24/12/2024
Title I
- inserted Article 1 - Subject matter
- inserted Article 2 - Scope
- inserted Article 3 - Definitions
Title II
- inserted Article 4 - Designation and powers of the competent authorities
- inserted Article 5 - Discretion of competent authorities to subject certain investment firms to the requirements of Regulation (EU) No 575/2013
- inserted Article 6 - Cooperation within a Member State
- inserted Article 7 - Cooperation within the European System of Financial Supervision
- inserted Article 8 - Union dimension of supervision
Title III
- inserted Article 9 - Initial capital
- inserted Article 10 - References to initial capital in Directive 2013/36/EU
- inserted Article 11 - Composition of initial capital
Title IV › Chapter 1 › Section 1
- inserted Article 12 - Competence of the competent authorities of the home and host Member State
- inserted Article 13 - Cooperation between competent authorities of different Member States
- inserted Article 14 - On‐the‐spot checking and inspection of branches established in another Member State
Title IV › Chapter 1 › Section 2
- inserted Article 15 - Professional secrecy and exchange of confidential information
- inserted Article 16 - Cooperation arrangements with third countries for the exchange of information
- inserted Article 17 - Duties of persons responsible for the control of annual and consolidated accounts
Title IV › Chapter 1 › Section 3
- inserted Article 18 - Administrative sanctions and other administrative measures
- inserted Article 19 - Investigatory powers
- inserted Article 20 - Publication of administrative sanctions and other administrative measures
- inserted Article 21 - Reporting sanctions to EBA
- inserted Article 22 - Reporting of breaches
- inserted Article 23 - Right of appeal
Title IV › Chapter 2 › Section 1
Title IV › Chapter 2 › Section 2
- inserted Article 25 - Scope of application of this Section
- inserted Article 26 - Internal governance
- inserted Article 27 - Country‐by‐country reporting
- inserted Article 28 - Role of the management body in risk management
- inserted Article 29 - Treatment of risks
- inserted Article 30 - Remuneration policies
- inserted Article 31 - Investment firms that benefit from extraordinary public financial support
- inserted Article 32 - Variable remuneration
- inserted Article 33 - Remuneration committee
- inserted Article 34 - Oversight of remuneration policies
- inserted Article 35 - EBA report on environmental, social, and governance risks
Title IV › Chapter 2 › Section 3
- inserted Article 36 - Supervisory review and evaluation
- inserted Article 37 - Ongoing review of the permission to use internal models
Title IV › Chapter 2 › Section 4
- inserted Article 38 - Supervisory measures
- inserted Article 39 - Supervisory powers
- inserted Article 40 - Additional own funds requirement
- inserted Article 41 - Guidance on additional own funds
- inserted Article 42 - Specific liquidity requirements
- inserted Article 43 - Cooperation with resolution authorities
- inserted Article 44 - Publication requirements
- inserted Article 45 - Obligation to inform EBA
Title IV › Chapter 3 › Section 1
- inserted Article 46 - Determination of the group supervisor
- inserted Article 47 - Information requirements in emergency situations
- inserted Article 48 - Colleges of supervisors
- inserted Article 49 - Cooperation requirements
- inserted Article 50 - Verification of information concerning entities located in other Member States
Title IV › Chapter 3 › Section 2
- inserted Article 51 - Inclusion of holding companies in supervision of compliance with the group capital test
- inserted Article 52 - Qualifications of directors
- inserted Article 53 - Mixed‐activity holding companies
- inserted Article 54 - Sanctions
- inserted Article 55 - Assessment of third‐country supervision and other supervisory techniques
- inserted Article 56 - Cooperation with third‐country supervisory authorities
Title V
Title VI
Title VII
- inserted Article 59 - Amendment to Directive 2002/87/EC
- inserted Article 60 - Amendment to Directive 2009/65/EC
- inserted Article 61 - Amendment to Directive 2011/61/EU
- inserted Article 62 - Amendments to Directive 2013/36/EU
- inserted Article 63 - Amendments to Directive 2014/59/EU
- inserted Article 64 - Amendments to Directive 2014/65/EU
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Preamble
Title VIII
- inserted Article 65 - References to Directive 2013/36/EU in other Union legal acts
- inserted Article 66 - Review
- inserted Article 67 - Transposition
- inserted Article 68 - Entry into force
- inserted Article 69 - Addressees