What changes on 25/12/2019
The text in force from 05/12/2019 compared with the text from 25/12/2019.
0 inserted
57 amended
0 deleted
0 moved
Read the act as of 25/12/2019 · other versions: 09/01/2024 · 24/12/2024
Title I
- amended Article 1 - Subject matter
- amended Article 2 - Scope
- amended Article 3 - Definitions
Title II
- amended Article 4 - Designation and powers of the competent authorities
- amended Article 5 - Discretion of competent authorities to subject certain investment firms to the requirements of Regulation (EU) No 575/2013
- amended Article 6 - Cooperation within a Member State
- amended Article 7 - Cooperation within the European System of Financial Supervision
Title III
- amended Article 9 - Initial capital
- amended Article 10 - References to initial capital in Directive 2013/36/EU
Title IV › Chapter 1 › Section 1
- amended Article 13 - Cooperation between competent authorities of different Member States
- amended Article 14 - On‐the‐spot checking and inspection of branches established in another Member State
Title IV › Chapter 1 › Section 2
- amended Article 15 - Professional secrecy and exchange of confidential information
- amended Article 16 - Cooperation arrangements with third countries for the exchange of information
- amended Article 17 - Duties of persons responsible for the control of annual and consolidated accounts
Title IV › Chapter 1 › Section 3
- amended Article 18 - Administrative sanctions and other administrative measures
- amended Article 19 - Investigatory powers
- amended Article 20 - Publication of administrative sanctions and other administrative measures
- amended Article 22 - Reporting of breaches
Title IV › Chapter 2 › Section 1
Title IV › Chapter 2 › Section 2
- amended Article 25 - Scope of application of this Section
- amended Article 26 - Internal governance
- amended Article 27 - Country‐by‐country reporting
- amended Article 28 - Role of the management body in risk management
- amended Article 29 - Treatment of risks
- amended Article 30 - Remuneration policies
- amended Article 31 - Investment firms that benefit from extraordinary public financial support
- amended Article 32 - Variable remuneration
- amended Article 33 - Remuneration committee
- amended Article 34 - Oversight of remuneration policies
- amended Article 35 - EBA report on environmental, social, and governance risks
Title IV › Chapter 2 › Section 3
- amended Article 36 - Supervisory review and evaluation
- amended Article 37 - Ongoing review of the permission to use internal models
Title IV › Chapter 2 › Section 4
- amended Article 38 - Supervisory measures
- amended Article 39 - Supervisory powers
- amended Article 40 - Additional own funds requirement
- amended Article 41 - Guidance on additional own funds
- amended Article 42 - Specific liquidity requirements
- amended Article 44 - Publication requirements
- amended Article 45 - Obligation to inform EBA
Title IV › Chapter 3 › Section 1
- amended Article 46 - Determination of the group supervisor
- amended Article 48 - Colleges of supervisors
- amended Article 49 - Cooperation requirements
- amended Article 50 - Verification of information concerning entities located in other Member States
Title IV › Chapter 3 › Section 2
- amended Article 53 - Mixed‐activity holding companies
- amended Article 54 - Sanctions
- amended Article 55 - Assessment of third‐country supervision and other supervisory techniques
- amended Article 56 - Cooperation with third‐country supervisory authorities
Title V
Title VI
Title VII
- amended Article 59 - Amendment to Directive 2002/87/EC
- amended Article 60 - Amendment to Directive 2009/65/EC
- amended Article 61 - Amendment to Directive 2011/61/EU
- amended Article 62 - Amendments to Directive 2013/36/EU
- amended Article 63 - Amendments to Directive 2014/59/EU
- amended Article 64 - Amendments to Directive 2014/65/EU
Title VIII
- amended Article 66 - Review
- amended Article 67 - Transposition