What changes on 11/04/2019

The text in force from 27/03/2002 compared with the text from 11/04/2019.

Read the act as of 11/04/2019 · other versions:

Outside any heading

• inserted Recital 1
• inserted Recital 2
• inserted Recital 3
• inserted Recital 4
• inserted Recital 5
• inserted Recital 6
• inserted Recital 7
• inserted Recital 8
• inserted Recital 9
• inserted Recital 10
• inserted Recital 11
• inserted Recital 12
• inserted Recital 13
• inserted Recital 14
• inserted Recital 15
• inserted Recital 16
• inserted Recital 17
• inserted Recital 18
• inserted Recital 19
• inserted Preamble
• inserted Article 1 - Identification, legal status and types of securities financing transactions
• inserted Article 2 - Policies and procedures
• inserted Article 3 - Ownership of the trade repository
• inserted Article 4 - Ownership chart
• inserted Article 5 - Organisational chart
• inserted Article 6 - Corporate governance
• inserted Article 7 - Internal control
• inserted Article 8 - Regulatory compliance
• inserted Article 9 - Senior management and members of the Board
• inserted Article 10 - Staffing policies and procedures
• inserted Article 11 - Fitness and properness
• inserted Article 12 - Financial reports and business plans
• inserted Article 13 - Management of conflicts of interest
• inserted Article 14 - Confidentiality
• inserted Article 15 - Inventory and mitigation of conflicts of interest
• inserted Article 16 - Information Technology resources and outsourcing
• inserted Article 17 - Ancillary services
• inserted Article 18 - Transparency of access rules
• inserted Article 19 - Verification of completeness and correctness of data
• inserted Article 20 - Pricing policy transparency
• inserted Article 21 - Operational risk
• inserted Article 22 - Recordkeeping policy
• inserted Article 23 - Data availability mechanisms
• inserted Article 24 - Direct and immediate access to data by authorities
• inserted Article 25 - Payment of fees
• inserted Article 26 - Information to be provided in the case of extension of registration
• inserted Article 27 - Verification of the accuracy and completeness of the application
• inserted Article 28 - Entry into force