What changes on 11/07/2019
The text in force from 11/08/2011 compared with the text from 11/07/2019.
110 inserted
0 amended
0 deleted
0 moved
Read the act as of 11/07/2019 · other versions: 17/09/2020 · 18/06/2026
Chapter I
- inserted Article 1 - Definitions
Chapter II › Section 1
- inserted Article 2 - Registration document for equity securities
- inserted Article 3 - Universal registration document
- inserted Article 4 - Registration document for secondary issuances of equity securities
- inserted Article 5 - Registration document for units of closed-end collective investment undertakings
- inserted Article 6 - Registration document for depository receipts issued over shares
- inserted Article 7 - Registration document for retail non-equity securities
- inserted Article 8 - Registration document for wholesale non-equity securities
- inserted Article 9 - Registration document for secondary issuances of non-equity securities
- inserted Article 10 - Registration document for asset-backed securities
- inserted Article 11 - Registration document for non-equity securities issued by third countries and their regional and local authorities
Chapter II › Section 2
- inserted Article 12 - Securities note for equity securities or units issued by collective investment undertakings of the closed-end type
- inserted Article 13 - Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type
- inserted Article 14 - Securities note for depository receipts issued over shares
- inserted Article 15 - Securities note for retail non-equity securities
- inserted Article 16 - Securities note for wholesale non-equity securities
- inserted Article 17 - Securities note for secondary issuances of non-equity securities
Chapter II › Section 3
- inserted Article 18 - Complex financial history and significant financial commitment of issuers of equity securities
- inserted Article 19 - Securities that are exchangeable for or convertible into shares
- inserted Article 20 - Securities giving rise to payment or delivery obligations linked to an underlying asset
- inserted Article 21 - Asset backed securities
- inserted Article 22 - Guarantees
- inserted Article 23 - Consent
Chapter III
- inserted Article 24 - Format of a prospectus
- inserted Article 25 - Format of a base prospectus
- inserted Article 26 - Information to be included in the base prospectus and the final terms
- inserted Article 27 - Prospectus summary
Chapter IV
- inserted Article 28 - EU Growth registration document for equity securities
- inserted Article 29 - EU Growth registration document for non-equity securities
- inserted Article 30 - EU Growth securities note for equity securities
- inserted Article 31 - EU Growth securities note for non-equity securities
- inserted Article 32 - Format of the EU Growth prospectus
- inserted Article 33 - Specific summary for the EU Growth prospectus
- inserted Article 34 - Supplements to the specific summary for the EU Growth prospectus
Chapter V
- inserted Article 35 - Scope of the scrutiny
- inserted Article 36 - Criteria for the scrutiny of the completeness of the information contained in the prospectus
- inserted Article 37 - Criteria for the scrutiny of the comprehensibility of the information contained in the prospectus
- inserted Article 38 - Criteria for the scrutiny of the consistency of the information contained in the prospectus
- inserted Article 39 - Scrutiny of the information contained in the prospectus of specialist issuers
- inserted Article 40 - Additional criteria for the scrutiny of the completeness, consistency and comprehensibility of the information contained in the prospectus
- inserted Article 41 - Proportionate approach in the scrutiny of draft prospectuses and review of the universal registration document
- inserted Article 42 - Submission of an application for approval of a draft prospectus or filing of a universal registration document or of amendments thereto
- inserted Article 43 - Changes to a draft prospectus during the approval procedure
- inserted Article 44 - Submission for approval of the final draft of the prospectus
- inserted Article 45 - Acknowledgment of the receipt of an application for approval of a draft prospectus, or of the filing of a universal registration document or of an amendment thereto, and processing of an application for approval of a draft prospectus
Chapter VI
- inserted Article 46 - Repeal
- inserted Article 47 - Entry into force and application
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Preamble
- inserted Annex 1
- inserted Annex 2
- inserted Annex 3
- inserted Annex 4
- inserted Annex 5
- inserted Annex 6
- inserted Annex 7
- inserted Annex 8
- inserted Annex 9
- inserted Annex 10
- inserted Annex 11
- inserted Annex 12
- inserted Annex 13
- inserted Annex 14
- inserted Annex 15
- inserted Annex 16
- inserted Annex 17
- inserted Annex 18
- inserted Annex 19
- inserted Annex 20
- inserted Annex 21
- inserted Annex 22
- inserted Annex 23
- inserted Annex 24
- inserted Annex 25
- inserted Annex 26
- inserted Annex 27
- inserted Annex 28
- inserted Annex 29