What changes on 17/09/2020

The text in force from 11/07/2019 compared with the text from 17/09/2020, which includes the changes made by Commission Delegated Regulation (EU) 2020/1273.

Read the act as of 17/09/2020 · other versions: 18/06/2026

Chapter I

• amended Article 1 - Definitions

Chapter II › Section 1

• amended Article 2 - Registration document for equity securities
• amended Article 4 - Registration document for secondary issuances of equity securities
• amended Article 8 - Registration document for wholesale non-equity securities

Chapter II › Section 2

• amended Article 12 - Securities note for equity securities or units issued by collective investment undertakings of the closed-end type
• amended Article 13 - Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type

Chapter II › Section 3

• amended Article 18 - Complex financial history and significant financial commitment of issuers of equity securities
• amended Article 19 - Securities that are exchangeable for or convertible into shares
• amended Article 20 - Securities giving rise to payment or delivery obligations linked to an underlying asset
• amended Article 23 - Consent

Chapter III

• amended Article 24 - Format of a prospectus
• amended Article 25 - Format of a base prospectus
• amended Article 26 - Information to be included in the base prospectus and the final terms
• amended Article 27 - Prospectus summary

Chapter IV

• amended Article 28 - EU Growth registration document for equity securities
• amended Article 30 - EU Growth securities note for equity securities
• amended Article 32 - Format of the EU Growth prospectus
• amended Article 33 - Specific summary for the EU Growth prospectus

Chapter V

• amended Article 36 - Criteria for the scrutiny of the completeness of the information contained in the prospectus
• amended Article 37 - Criteria for the scrutiny of the comprehensibility of the information contained in the prospectus
• amended Article 38 - Criteria for the scrutiny of the consistency of the information contained in the prospectus
• amended Article 41 - Proportionate approach in the scrutiny of draft prospectuses and review of the universal registration document
• amended Article 42 - Submission of an application for approval of a draft prospectus or filing of a universal registration document or of amendments thereto
• amended Article 43 - Changes to a draft prospectus during the approval procedure
• amended Article 44 - Submission for approval of the final draft of the prospectus
• amended Article 45 - Acknowledgment of the receipt of an application for approval of a draft prospectus, or of the filing of a universal registration document or of an amendment thereto, and processing of an application for approval of a draft prospectus

Chapter VI

• inserted Article 46a - Prospectuses approved between 21 July 2019 and 16 September 2020

Outside any heading

• amended Annex 1
• amended Annex 2
• amended Annex 3
• amended Annex 4
• amended Annex 5
• amended Annex 6
• amended Annex 7
• amended Annex 8
• amended Annex 9
• amended Annex 10
• amended Annex 11
• amended Annex 12
• amended Annex 13
• amended Annex 14
• amended Annex 15
• amended Annex 16
• amended Annex 17
• amended Annex 18
• amended Annex 19
• amended Annex 20
• amended Annex 21
• amended Annex 22
• amended Annex 23
• amended Annex 24
• amended Annex 25
• amended Annex 26
• amended Annex 27
• amended Annex 28 - LIST OF ADDITIONAL INFORMATION IN THE FINAL TERMS
• amended Annex 29 - LIST OF SPECIALIST ISSUERS