What changes on 09/11/2020
The text in force from 01/01/2012 compared with the text from 09/11/2020.
133 inserted
0 amended
0 deleted
0 moved
Read the act as of 09/11/2020 · other versions:
Chapter I
- inserted Article 1 - Subject matter, scope and exemptions
- inserted Article 2 - Definitions
Chapter II
- inserted Article 3 - Provision of crowdfunding services
- inserted Article 4 - Effective and prudent management
- inserted Article 5 - Due diligence requirements
- inserted Article 6 - Individual portfolio management of loans
- inserted Article 7 - Complaints handling
- inserted Article 8 - Conflicts of interest
- inserted Article 9 - Outsourcing
- inserted Article 10 - Provision of asset safekeeping services and payment services
- inserted Article 11 - Prudential requirements
Chapter III
- inserted Article 12 - Authorisation as a crowdfunding service provider
- inserted Article 13 - Scope of authorisation
- inserted Article 14 - Register of crowdfunding service providers
- inserted Article 15 - Supervision
- inserted Article 16 - Reporting by crowdfunding service providers
- inserted Article 17 - Withdrawal of authorisation
- inserted Article 18 - Cross-border provision of crowdfunding services
Chapter IV
- inserted Article 19 - Information to clients
- inserted Article 20 - Default rate disclosure
- inserted Article 21 - Entry knowledge test and simulation of the ability to bear loss
- inserted Article 22 - Pre-contractual reflection period
- inserted Article 23 - Key investment information sheet
- inserted Article 24 - Key investment information sheet at platform level
- inserted Article 25 - Bulletin board
- inserted Article 26 - Access to records
Chapter V
- inserted Article 27 - Requirements regarding marketing communications
- inserted Article 28 - Publication of national provisions concerning marketing requirements
Chapter VI
- inserted Article 29 - Competent authorities
- inserted Article 30 - Powers of competent authorities
- inserted Article 31 - Cooperation between competent authorities
- inserted Article 32 - Cooperation between competent authorities and ESMA
- inserted Article 33 - Cooperation with other authorities
- inserted Article 34 - Notification duties
- inserted Article 35 - Professional secrecy
- inserted Article 36 - Data protection
- inserted Article 37 - Precautionary measures
- inserted Article 38 - Complaint handling by competent authorities
Chapter VII
- inserted Article 39 - Administrative penalties and other administrative measures
- inserted Article 40 - Exercise of supervisory powers and powers to impose penalties
- inserted Article 41 - Right of appeal
- inserted Article 42 - Publication of decisions
- inserted Article 43 - The reporting of penalties and administrative measures to ESMA
Chapter VIII
Chapter IX
- inserted Article 45 - Report
- inserted Article 46 - Amendment to Regulation (EU) 2017/1129
- inserted Article 47 - Amendment of Directive (EU) 2019/1937
- inserted Article 48 - Transitional period with respect to crowdfunding services provided in accordance with national law
- inserted Article 49 - Temporary derogation with respect to the threshold set out in point (c) of Article 1(2)
- inserted Article 50 - Transposition of amendment of Directive (EU) 2019/1937
- inserted Article 51 - Entry into force and application
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Recital 76
- inserted Recital 77
- inserted Recital 78
- inserted Recital 79
- inserted Preamble
- inserted Annex I
- inserted Annex II