What changes on 11/11/2021

The text in force from 06/06/2016 compared with the text from 11/11/2021.

Read the act as of 11/11/2021 · other versions:

Chapter I

• inserted Article 1 - Scope of application
• inserted Article 2 - Definitions
• inserted Article 3 - Conflicting national provisions and applicability of different ethics frameworks

Chapter II › Part 1

• inserted Article 4 - Basic principles
• inserted Article 5 - Interactions with external parties

Chapter II › Part 2

• inserted Article 6 - Conflicts of interest
• inserted Article 7 - Prohibition on receiving advantages

Chapter II › Part 3

• inserted Article 8 - Professional secrecy and prohibition on disclosure of non-public information
• inserted Article 9 - Prohibition on misusing non-public information
• inserted Article 10 - General principles regarding private financial transactions
• inserted Article 11 - Specific restrictions on critical private financial transactions

Chapter III

• inserted Article 12 - Independent ethics and/or compliance functions
• inserted Article 13 - Compliance monitoring
• inserted Article 14 - Reporting of non-compliance and follow-up

Chapter IV

• inserted Article 15 - Reporting and review
• inserted Article 16 - Repeal
• inserted Article 17 - Taking effect and implementation
• inserted Article 18 - Addressees

Outside any heading

• inserted Recital 1
• inserted Recital 2
• inserted Recital 3
• inserted Recital 4
• inserted Recital 5
• inserted Recital 6
• inserted Recital 7
• inserted Recital 8
• inserted Recital 9
• inserted Recital 10
• inserted Recital 11
• inserted Recital 12
• inserted Recital 13
• inserted Preamble
• inserted Annex 1