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Article 5 - Format and frequency of reporting by investment firms other than small and non-interconnected investment firms

Comparing 11/01/2022 → 20/11/2025: 0 added, 0 removed, 4 changed Close comparison

1. 1. Investment firms other than small and non-interconnected investment firms shall report the information required by paragraphs 1 and 2 of Article 54 of Regulation (EU) 2019/2033 by using the templates laid down in Annex I to this Regulation in accordance with the instructions set out in Annex II to this Regulation with a quarterly frequency.

2. 2. Investment firms other than small and non-interconnected investment firms that determine the RtM K-factor requirement on the basis of K-NPR in accordance with Article 21(1) of Regulation (EU) 2019/2033 shall report with a quarterly frequency the information specified in templates C 18.00 to C 24.00 of Annex IX to Commission Implementingthis Regulation (EU) 2021/451 (^{3}) in accordance with the instructions set out in Part 2 of Annex IIXI to thatthis Implementing Regulation with a quarterly frequency.Regulation.

3. 3. Investment firms other than small and non-interconnected investment firms that make use of the derogation laid down in Article 25(4) of Regulation (EU) 2019/2033 shall report with a quarterly frequency the information specified in template C 34.02 of Annex I to Implementing Regulation (EU) 2021/4512024/3117, with the exception of the information on the output floor, in accordance with the instructionsapplicable set out in Part 2 of Annex II to that Implementing Regulation with a quarterly frequency.instructions.

4. 4. Investment firms other than small and non-interconnected investment firms that make use of the derogation laid down in Article 25(5), second subparagraph, of Regulation (EU) 2019/2033 shall report with a quarterly frequency the information specified in template C 25.0025.01 of Annex I to Implementing Regulation (EU) 2021/4512024/3117 in accordance with the instructionsapplicable set out in Part 2 of Annex II to that Implementing Regulation with a quarterly frequency.instructions.

Official text · consolidated version 20/11/2025 (in force) Open full page ↗
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