What changes on 31/01/2022
The text in force from 19/12/2016 compared with the text from 31/01/2022.
26 inserted
0 amended
0 deleted
0 moved
Read the act as of 31/01/2022 · other versions:
Section 1
- inserted Article 1 - Methods for measuring the Risk-to-Client K-factors in the case of investment services and activities conducted using tied agents
- inserted Article 2 - Methods for measuring the AUM in case of non-discretionary advisory arrangements of an ongoing nature
- inserted Article 3 - Methods for measuring the AUM in case of discretionary portfolio management
- inserted Article 4 - Methods for measuring CMH
- inserted Article 5 - Methods for measuring ASA
- inserted Article 6 - Methods for measuring the execution of orders in COH
- inserted Article 7 - Methods for measuring the reception and transmission of orders in COH
- inserted Article 8 - Methods for measuring cash trades for the purposes of COH
- inserted Article 9 - Methods for measuring derivatives for the purpose of COH
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Preamble