What changes on 29/06/2023
The text in force from 17/06/2017 compared with the text from 29/06/2023.
275 inserted
0 amended
0 deleted
0 moved
Read the act as of 29/06/2023 · other versions: 09/01/2024
Title I
- inserted Article 1 - Subject matter
- inserted Article 2 - Scope
- inserted Article 3 - Definitions
Title II
- inserted Article 4 - Offers to the public of crypto-assets other than asset-referenced tokens or e-money tokens
- inserted Article 5 - Admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens
- inserted Article 6 - Content and form of the crypto-asset white paper
- inserted Article 7 - Marketing communications
- inserted Article 8 - Notification of the crypto-asset white paper and of the marketing communications
- inserted Article 9 - Publication of the crypto-asset white paper and of the marketing communications
- inserted Article 10 - Result of the offer to the public and safeguarding arrangements
- inserted Article 11 - Rights of offerors and persons seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens
- inserted Article 12 - Modification of published crypto-asset white papers and of published marketing communications
- inserted Article 13 - Right of withdrawal
- inserted Article 14 - Obligations of offerors and persons seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens
- inserted Article 15 - Liability for the information given in a crypto-asset white paper
Title III › Chapter 1
- inserted Article 16 - Authorisation
- inserted Article 17 - Requirements for credit institutions
- inserted Article 18 - Application for authorisation
- inserted Article 19 - Content and form of the crypto-asset white paper for asset-referenced tokens
- inserted Article 20 - Assessment of the application for authorisation
- inserted Article 21 - Grant or refusal of the authorisation
- inserted Article 22 - Reporting on asset-referenced tokens
- inserted Article 23 - Restrictions on the issuance of asset-referenced tokens used widely as a means of exchange
- inserted Article 24 - Withdrawal of the authorisation
- inserted Article 25 - Modification of published crypto-asset white papers for asset-referenced tokens
- inserted Article 26 - Liability of issuers of asset-referenced tokens for the information given in a crypto-asset white paper
Title III › Chapter 2
- inserted Article 27 - Obligation to act honestly, fairly and professionally in the best interest of the holders of asset-referenced tokens
- inserted Article 28 - Publication of the crypto-asset white paper
- inserted Article 29 - Marketing communications
- inserted Article 30 - Ongoing information to holders of asset-referenced tokens
- inserted Article 31 - Complaints-handling procedures
- inserted Article 32 - Identification, prevention, management and disclosure of conflicts of interest
- inserted Article 33 - Notification of changes to management body
- inserted Article 34 - Governance arrangements
- inserted Article 35 - Own funds requirements
Title III › Chapter 3
- inserted Article 36 - Obligation to have a reserve of assets, and composition and management of such reserve of assets
- inserted Article 37 - Custody of reserve assets
- inserted Article 38 - Investment of the reserve of assets
- inserted Article 39 - Right of redemption
- inserted Article 40 - Prohibition of granting interest
Title III › Chapter 4
- inserted Article 41 - Assessment of proposed acquisitions of issuers of asset-referenced tokens
- inserted Article 42 - Content of the assessment of proposed acquisitions of issuers of asset-referenced tokens
Title III › Chapter 5
- inserted Article 43 - Classification of asset-referenced tokens as significant asset-referenced tokens
- inserted Article 44 - Voluntary classification of asset-referenced tokens as significant asset-referenced tokens
- inserted Article 45 - Specific additional obligations for issuers of significant asset-referenced tokens
Title III › Chapter 6
- inserted Article 46 - Recovery plan
- inserted Article 47 - Redemption plan
Title IV › Chapter 1
- inserted Article 48 - Requirements for the offer to the public or admission to trading of e-money tokens
- inserted Article 49 - Issuance and redeemability of e-money tokens
- inserted Article 50 - Prohibition of granting interest
- inserted Article 51 - Content and form of the crypto-asset white paper for e-money tokens
- inserted Article 52 - Liability of issuers of e-money tokens for the information given in a crypto-asset white paper
- inserted Article 53 - Marketing communications
- inserted Article 54 - Investment of funds received in exchange for e-money tokens
- inserted Article 55 - Recovery and redemption plans
Title IV › Chapter 2
- inserted Article 56 - Classification of e-money tokens as significant e-money tokens
- inserted Article 57 - Voluntary classification of e-money tokens as significant e-money tokens
- inserted Article 58 - Specific additional obligations for issuers of e-money tokens
Title V › Chapter 1
- inserted Article 59 - Authorisation
- inserted Article 60 - Provision of crypto-asset services by certain financial entities
- inserted Article 61 - Provision of crypto-asset services at the exclusive initiative of the client
- inserted Article 62 - Application for authorisation as a crypto-asset service provider
- inserted Article 63 - Assessment of the application for authorisation and grant or refusal of authorisation
- inserted Article 64 - Withdrawal of authorisation of a crypto-asset service provider
- inserted Article 65 - Cross-border provision of crypto-asset services
Title V › Chapter 2
- inserted Article 66 - Obligation to act honestly, fairly and professionally in the best interests of clients
- inserted Article 67 - Prudential requirements
- inserted Article 68 - Governance arrangements
- inserted Article 69 - Information to competent authorities
- inserted Article 70 - Safekeeping of clients’ crypto-assets and funds
- inserted Article 71 - Complaints-handling procedures
- inserted Article 72 - Identification, prevention, management and disclosure of conflicts of interest
- inserted Article 73 - Outsourcing
- inserted Article 74 - Orderly wind-down of crypto-asset service providers
Title V › Chapter 3
- inserted Article 75 - Providing custody and administration of crypto-assets on behalf of clients
- inserted Article 76 - Operation of a trading platform for crypto-assets
- inserted Article 77 - Exchange of crypto-assets for funds or other crypto-assets
- inserted Article 78 - Execution of orders for crypto-assets on behalf of clients
- inserted Article 79 - Placing of crypto-assets
- inserted Article 80 - Reception and transmission of orders for crypto-assets on behalf of clients
- inserted Article 81 - Providing advice on crypto-assets and providing portfolio management of crypto-assets
- inserted Article 82 - Providing transfer services for crypto-assets on behalf of clients
Title V › Chapter 4
- inserted Article 83 - Assessment of proposed acquisitions of crypto-asset service providers
- inserted Article 84 - Content of the assessment of proposed acquisitions of crypto-asset service providers
Title V › Chapter 5
Title VI
- inserted Article 86 - Scope of the rules on market abuse
- inserted Article 87 - Inside information
- inserted Article 88 - Public disclosure of inside information
- inserted Article 89 - Prohibition of insider dealing
- inserted Article 90 - Prohibition of unlawful disclosure of inside information
- inserted Article 91 - Prohibition of market manipulation
- inserted Article 92 - Prevention and detection of market abuse
Title VII › Chapter 1
- inserted Article 93 - Competent authorities
- inserted Article 94 - Powers of competent authorities
- inserted Article 95 - Cooperation between competent authorities
- inserted Article 96 - Cooperation with EBA and ESMA
- inserted Article 97 - Promotion of convergence on the classification of crypto-assets
- inserted Article 98 - Cooperation with other authorities
- inserted Article 99 - Duty of notification
- inserted Article 100 - Professional secrecy
- inserted Article 101 - Data protection
- inserted Article 102 - Precautionary measures
- inserted Article 103 - ESMA temporary intervention powers
- inserted Article 104 - EBA temporary intervention powers
- inserted Article 105 - Product intervention by competent authorities
- inserted Article 106 - Coordination with ESMA or EBA
- inserted Article 107 - Cooperation with third countries
- inserted Article 108 - Complaints-handling by competent authorities
Title VII › Chapter 2
- inserted Article 109 - Register of crypto-asset white papers, of issuers of asset-referenced tokens and e-money tokens, and of crypto-asset service providers
- inserted Article 110 - Register of non-compliant entities providing crypto-asset services
Title VII › Chapter 3
- inserted Article 111 - Administrative penalties and other administrative measures
- inserted Article 112 - Exercise of supervisory powers and powers to impose penalties
- inserted Article 113 - Right of appeal
- inserted Article 114 - Publication of decisions
- inserted Article 115 - Reporting of administrative penalties and other administrative measures to ESMA and EBA
- inserted Article 116 - Reporting of infringements and protection of reporting persons
Title VII › Chapter 4
- inserted Article 117 - Supervisory responsibilities of EBA with respect to issuers of significant asset-referenced tokens and issuers of significant e-money tokens
- inserted Article 118 - EBA crypto-asset committee
- inserted Article 119 - Colleges for issuers of significant asset-referenced tokens and significant e-money tokens
- inserted Article 120 - Non-binding opinions of the colleges for issuers of significant asset-referenced tokens and significant e-money tokens
Title VII › Chapter 5
- inserted Article 121 - Legal privilege
- inserted Article 122 - Request for information
- inserted Article 123 - General investigative powers
- inserted Article 124 - On-site inspections
- inserted Article 125 - Exchange of information
- inserted Article 126 - Administrative agreements on the exchange of information between EBA and third countries
- inserted Article 127 - Disclosure of information from third countries
- inserted Article 128 - Cooperation with other authorities
- inserted Article 129 - Professional secrecy
- inserted Article 130 - Supervisory measures by EBA
- inserted Article 131 - Fines
- inserted Article 132 - Periodic penalty payments
- inserted Article 133 - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
- inserted Article 134 - Procedural rules for taking supervisory measures and imposing fines
- inserted Article 135 - Hearing of the persons concerned
- inserted Article 136 - Review by the Court of Justice
- inserted Article 137 - Supervisory fees
- inserted Article 138 - Delegation of tasks by EBA to competent authorities
Title VIII
Title IX
- inserted Article 140 - Reports on the application of this Regulation
- inserted Article 141 - ESMA annual report on market developments
- inserted Article 142 - Report on latest developments in crypto-assets
- inserted Article 143 - Transitional measures
- inserted Article 144 - Amendment to Regulation (EU) No 1093/2010
- inserted Article 145 - Amendment to Regulation (EU) No 1095/2010
- inserted Article 146 - Amendment to Directive 2013/36/EU
- inserted Article 147 - Amendment to Directive (EU) 2019/1937
- inserted Article 148 - Transposition of amendments to Directives 2013/36/EU and (EU) 2019/1937
- inserted Article 149 - Entry into force and application
Outside any heading
- inserted Recital 1
- inserted Recital 2
- inserted Recital 3
- inserted Recital 4
- inserted Recital 5
- inserted Recital 6
- inserted Recital 7
- inserted Recital 8
- inserted Recital 9
- inserted Recital 10
- inserted Recital 11
- inserted Recital 12
- inserted Recital 13
- inserted Recital 14
- inserted Recital 15
- inserted Recital 16
- inserted Recital 17
- inserted Recital 18
- inserted Recital 19
- inserted Recital 20
- inserted Recital 21
- inserted Recital 22
- inserted Recital 23
- inserted Recital 24
- inserted Recital 25
- inserted Recital 26
- inserted Recital 27
- inserted Recital 28
- inserted Recital 29
- inserted Recital 30
- inserted Recital 31
- inserted Recital 32
- inserted Recital 33
- inserted Recital 34
- inserted Recital 35
- inserted Recital 36
- inserted Recital 37
- inserted Recital 38
- inserted Recital 39
- inserted Recital 40
- inserted Recital 41
- inserted Recital 42
- inserted Recital 43
- inserted Recital 44
- inserted Recital 45
- inserted Recital 46
- inserted Recital 47
- inserted Recital 48
- inserted Recital 49
- inserted Recital 50
- inserted Recital 51
- inserted Recital 52
- inserted Recital 53
- inserted Recital 54
- inserted Recital 55
- inserted Recital 56
- inserted Recital 57
- inserted Recital 58
- inserted Recital 59
- inserted Recital 60
- inserted Recital 61
- inserted Recital 62
- inserted Recital 63
- inserted Recital 64
- inserted Recital 65
- inserted Recital 66
- inserted Recital 67
- inserted Recital 68
- inserted Recital 69
- inserted Recital 70
- inserted Recital 71
- inserted Recital 72
- inserted Recital 73
- inserted Recital 74
- inserted Recital 75
- inserted Recital 76
- inserted Recital 77
- inserted Recital 78
- inserted Recital 79
- inserted Recital 80
- inserted Recital 81
- inserted Recital 82
- inserted Recital 83
- inserted Recital 84
- inserted Recital 85
- inserted Recital 86
- inserted Recital 87
- inserted Recital 88
- inserted Recital 89
- inserted Recital 90
- inserted Recital 91
- inserted Recital 92
- inserted Recital 93
- inserted Recital 94
- inserted Recital 95
- inserted Recital 96
- inserted Recital 97
- inserted Recital 98
- inserted Recital 99
- inserted Recital 100
- inserted Recital 101
- inserted Recital 102
- inserted Recital 103
- inserted Recital 104
- inserted Recital 105
- inserted Recital 106
- inserted Recital 107
- inserted Recital 108
- inserted Recital 109
- inserted Recital 110
- inserted Recital 111
- inserted Recital 112
- inserted Recital 113
- inserted Recital 114
- inserted Recital 115
- inserted Recital 116
- inserted Recital 117
- inserted Recital 118
- inserted Recital 119
- inserted Preamble
- inserted Annex I
- inserted Annex II
- inserted Annex III
- inserted Annex IV
- inserted Annex V
- inserted Annex VI