What changes on 28/06/2023

The text in force from 23/07/2012 compared with the text from 28/06/2023.

Read the act as of 28/06/2023 · other versions:

Section 1

• inserted Article 1 - Mapping of investment firm groups
• inserted Article 2 - Determination of whether the establishment of a college of supervisors is appropriate
• inserted Article 3 - Communication about the establishment of a college of supervisors

Section 2

• inserted Article 4 - Establishment of the written arrangements
• inserted Article 5 - Identification of observers
• inserted Article 6 - Participation in meetings of college of supervisors
• inserted Article 7 - Delegation of tasks and responsibilities
• inserted Article 8 - Exchange of information between the members of the college of supervisors and an investment firm group

Section 3

• inserted Article 9 - General conditions for the exchange of information within the college of supervisors
• inserted Article 10 - Exchange of information to increase the efficiency of supervision of investment firm groups
• inserted Article 11 - Exchange of information for the purposes of supervisory review and evaluation process
• inserted Article 12 - Exchange of information with regard to the ongoing review of the permission to use internal models
• inserted Article 13 - Cooperation with regard to non-compliance and sanctions
• inserted Article 14 - Implementation of the supervisory review and evaluation process

Outside any heading

• inserted Recital 1
• inserted Recital 2
• inserted Recital 3
• inserted Recital 4
• inserted Recital 5
• inserted Recital 6
• inserted Recital 7
• inserted Recital 8
• inserted Recital 9
• inserted Recital 10
• inserted Recital 11
• inserted Recital 12
• inserted Recital 13
• inserted Recital 14
• inserted Preamble

Section 4

• inserted Article 15 - College framework in anticipation of possible emergency situations
• inserted Article 16 - The exchange of information during emergency situations
• inserted Article 17 - Coordination of the supervisory assessment and response to an emergency situation
• inserted Article 18 - Coordination of the external communication in an emergency situation
• inserted Article 19 - Entry into force