third-country firm

Defined in Article 4, Directive 2014/65/EU (MIFID II)

Uses as of 01/07/2016

Definitions over time (1)

1. 01/07/2016 – 31/12/2019 applies on 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act

   For the purposes of this Directive, the following definitions apply:

   ‘third-country firm’ means a firm that would be a credit institution providing investment services or performing investment activities or an investment firm if its head office or registered office were located within the Union;

Used in (27 places in 14 provisions on 01/07/2016)

Directive 2014/65/EU (MIFID II) (27 in 14)

Recital 71 · Recital 109² · Recital 111³ · Article 1² · Article 4 · Article 16 · Article 39⁵ · Article 40 · Article 41⁵ · Article 42² · Article 43 · Article 70 · Article 71 · Article 73