assets safeguarded and administered

Defined in Article 4, IFR Regulation

Definitions over time (2)

1. 09/01/2024 – today applies on 12/11/2026 Article 4, IFR Regulation Scope: Whole act Also: ASA

   For the purposes of this Regulation, the following definitions apply:

   ‘assets safeguarded and administered’ or ‘ASA’ means the value of assets that an investment firm safeguards and administers for clients, irrespective of whether assets appear on the investment firm’s own balance sheet or are in third‐party accounts;

2. 05/12/2019 – 25/12/2019 Article 4, IFR Regulation Scope: Whole act Also: ASA

   For the purposes of this Regulation, the following definitions apply:

   ‘assets safeguarded and administered’ or ‘ASA’ means the value of assets that an investment firm safeguards and administers for clients, irrespective of whether assets appear on the investment firm’s own balance sheet or are in third‐party accounts;

Used in (21 places in 8 provisions on 12/11/2026)

IFR Regulation (21 in 8)

Recital 20² · Recital 23² · Recital 24 · Article 4² · Article 12 · Article 15² · Article 16³ · Article 19⁸