collective investment undertaking
Defined in Article 4, Capital Requirements Regulation (CRR)
Definitions over time (4)
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29/06/2021 – today applies on 12/11/2026 Article 4, Capital Requirements Regulation (CRR) Scope: Whole act Also: CIU
For the purposes of this Regulation, the following definitions shall apply:
‘collective investment undertaking’ or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council (^{8}) or an alternative investment fund (AIF) as defined in point (a) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (^{9});
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For the purposes of this Regulation, the following definitions shall apply:
‘collective investment undertaking’ or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council (^{5}) or an alternative investment fund (AIF) as defined in point (a) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (^{6});
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For the purposes of this Regulation, the following definitions shall apply:
‘collective investment undertaking’ or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (^{2}), including, unless otherwise provided, third-country entities which carry out similar activities, which are subject to supervision pursuant to Union law or to the law of a third country which applies supervisory and regulatory requirements at least equivalent to those applied in the Union, an AIF as defined in Article 4(1)(a) of Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers (^{3}), or a non-EU AIF as defined in Article 4(1)(aa) of that Directive;
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For the purposes of this Regulation, the following definitions shall apply:
‘collective investment undertaking’ or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (^{21}), including, unless otherwise provided, third-country entities which carry out similar activities, which are subject to supervision pursuant to Union law or to the law of a third country which applies supervisory and regulatory requirements at least equivalent to those applied in the Union, an AIF as defined in Article 4(1)(a) of Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers (^{22}), or a non-EU AIF as defined in Article 4(1)(aa) of that Directive;
Used in (261 places in 40 provisions on 12/11/2026)
Capital Requirements Regulation (CRR) (261 in 40)
Article 43 · Article 362 · Article 72a · Article 1049 · Article 1122 · Article 13240 · Article 132a9 · Article 132b2 · Article 132c11 · Article 147 · Article 151 · Article 15217 · Article 158 · Article 1923 · Article 19721 · Article 19816 · Article 224 · Article 227 · Article 325az · Article 325bh11 · Article 325j27 · Article 3483 · Article 3499 · Article 35018 · Article 35315 · Article 4112 · Article 4169 · Article 41812 · Article 428aa · Article 428ab · Article 428ac · Article 428ae · Article 428av · Article 428ax · Article 428r · Article 428s · Article 428w · Article 428y · Article 473a · Article 506a2