dealing on own account
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Definitions over time (2)
-
31/12/2019 – today applies on 12/11/2026 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘dealing on own account’ means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;
-
17/09/2014 – 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘dealing on own account’ means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(6) Historical · definitions end 17/09/2014
- Article 4(1)(6) Historical · definitions end 31/12/2019
Used in (15 places in 10 provisions on 12/11/2026)
Directive 2014/65/EU (MIFID II) (15 in 10)
Recital 18 · Recital 23 · Recital 242 · Recital 25 · Article 24 · Article 4 · Article 162 · Article 17 · Article 20 · Annex I