retail client
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Uses as of 01/07/2016
Definitions over time (1)
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01/07/2016 – 31/12/2019 applies on 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘retail client’ means a client who is not a professional client;
Other definitions of this term in this act (1)
Each has its own scope, dates and uses. Open one to see when it applies.
Earlier definition records in this act (1)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(11) Historical · definitions end 17/09/2014
Used in (19 places in 15 provisions on 01/07/2016)
Directive 2014/65/EU (MIFID II) (19 in 15)
Recital 52 · Recital 79 · Recital 812 · Recital 82 · Recital 87 · Recital 93 · Recital 104 · Recital 1092 · Article 4 · Article 16 · Article 242 · Article 252 · Article 27 · Article 39 · Article 42