dealing on own account
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Uses as of 01/07/2016
Definitions over time (1)
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01/07/2016 – 31/12/2019 applies on 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘dealing on own account’ means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;
Other definitions of this term in this act (1)
Each has its own scope, dates and uses. Open one to see when it applies.
Earlier definition records in this act (1)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(6) Historical · definitions end 17/09/2014
Used in (15 places in 10 provisions on 01/07/2016)
Directive 2014/65/EU (MIFID II) (15 in 10)
Recital 18 · Recital 23 · Recital 242 · Recital 25 · Article 24 · Article 4 · Article 162 · Article 17 · Article 20 · Annex I