small and non-interconnected investment firm

Defined in Article 3, Digital operational Resilience Act (DORA)

Definitions over time (1)

  1. 16/01/2023 – today applies on 12/11/2026 Article 3, Digital operational Resilience Act (DORA) Scope: Whole act

    For the purposes of this Regulation, the following definitions shall apply:

    ‘small and non-interconnected investment firm’ means an investment firm that meets the conditions laid out in Article 12(1) of Regulation (EU) 2019/2033 of the European Parliament and of the Council (^{33});

Used in (3 places in 3 provisions on 12/11/2026)

Digital operational Resilience Act (DORA) (3 in 3)

Recital 42 · Article 3 · Article 16

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