Preamble
Recitals 11
Part I - GENERAL PROVISIONS (Article 1-2) 2
Part II - ORGANISATION OF THE SSM (Article 3-18) 16
Part III - GENERAL PROVISIONS APPLYING TO THE OPERATION OF THE SSM (Article 19-38) 20
Part IV - DETERMINING THE STATUS OF A SUPERVISED ENTITY AS SIGNIFICANT OR LESS SIGNIFICANT (Article 39-72) 34
Part V - COMMON PROCEDURES (Article 73-88) 16
Part VI - PROCEDURES FOR THE SUPERVISION OF SIGNIFICANT SUPERVISED ENTITIES (Article 89-95) 7
Part VII - PROCEDURES FOR THE SUPERVISION OF LESS SIGNIFICANT SUPERVISED ENTITIES (Article 96-100) 5
Part VIII - COOPERATION BETWEEN THE ECB, NCAs AND NDAs WITH REGARD TO MACRO-PRUDENTIAL TASKS AND TOOLS (Article 101-105) 5
Part IX - PROCEDURES FOR CLOSE COOPERATION (Article 106-119) 14
Part X - ADMINISTRATIVE PENALTIES (Article 120-137) 18
Part XI - ACCESS TO INFORMATION, REPORTING, INVESTIGATIONS AND ON-SITE INSPECTIONS (Article 138-146) 9
Part XII - TRANSITIONAL AND FINAL PROVISIONS (Article 147-153) 7

administrative penalties

Definitions over time (1)

15/05/2014 – today applies on 12/11/2026 Article 120, Regulation (EU) No 468/2014 of the ECB Scope: Part X

For the purposes of this Part, ‘administrative penalties’ means either of the following: administrative pecuniary penalties provided for and imposed under Article 18(1) of the SSM Regulation; fines and periodic penalty payments provided for in Article 2 of Regulation (EC) No 2532/98 and imposed under Article 18(7) of the SSM Regulation.