competent authorities

Defined in Article 4, Regulation (EU) No 1095/2010

Definitions over time (5)

1. 01/07/2025 – today applies on 11/11/2026 Article 4, Regulation (EU) No 1095/2010 Scope: Whole act

   For the purposes of this Regulation the following definitions apply:

   ‘competent authorities’ means: competent authorities and/or supervisory authorities as defined in the legislation referred to in Article 1(2); with regard to Directive 2002/65/EC, the authorities and bodies competent for ensuring compliance with the requirements of that Directive by firms providing investment services and by collective investment undertakings marketing their units or shares; with regard to investor compensation schemes, bodies which administer national compensation schemes pursuant to Directive 97/9/EC, or in the case where the operation of the investor compensation scheme is administered by a private company, the public authority supervising those schemes pursuant to that Directive; with regard to Regulation (EU) 2021/23 of the European Parliament and of the Council (^{9}), a resolution authority as defined in point (3) of Article 2 of that Regulation.

2. 30/12/2024 – 01/07/2025 Article 4, Regulation (EU) No 1095/2010 Scope: Whole act

   For the purposes of this Regulation the following definitions apply:

   ‘competent authorities’ means: competent authorities and/or supervisory authorities as defined in the legislation referred to in Article 1(2); with regard to Directive 2002/65/EC, the authorities and bodies competent for ensuring compliance with the requirements of that Directive by firms providing investment services and by collective investment undertakings marketing their units or shares; with regard to investor compensation schemes, bodies which administer national compensation schemes pursuant to Directive 97/9/EC, or in the case where the operation of the investor compensation scheme is administered by a private company, the public authority supervising those schemes pursuant to that Directive; with regard to Regulation (EU) 2021/23 of the European Parliament and of the Council (^{11}), a resolution authority as defined in point (3) of Article 2 of that Regulation.

3. 12/08/2022 – 30/12/2024 Article 4, Regulation (EU) No 1095/2010 Scope: Whole act

   For the purposes of this Regulation the following definitions apply:

   ‘competent authorities’ means: competent authorities and/or supervisory authorities as defined in the legislation referred to in Article 1(2); with regard to Directive 2002/65/EC, the authorities and bodies competent for ensuring compliance with the requirements of that Directive by firms providing investment services and by collective investment undertakings marketing their units or shares; with regard to investor compensation schemes, bodies which administer national compensation schemes pursuant to Directive 97/9/EC, or in the case where the operation of the investor compensation scheme is administered by a private company, the public authority supervising those schemes pursuant to that Directive; with regard to Regulation (EU) 2021/23 of the European Parliament and of the Council (^{9}), a resolution authority as defined in point (3) of Article 2 of that Regulation.

4. 01/01/2020 – 12/08/2022 Article 4, Regulation (EU) No 1095/2010 Scope: Whole act

   For the purposes of this Regulation the following definitions apply:

   ‘competent authorities’ means: competent authorities and/or supervisory authorities as defined in the legislation referred to in Article 1(2); with regard to Directive 2002/65/EC, the authorities and bodies competent for ensuring compliance with the requirements of that Directive by firms providing investment services and by collective investment undertakings marketing their units or shares; with regard to investor compensation schemes, bodies which administer national compensation schemes pursuant to Directive 97/9/EC, or in the case where the operation of the investor compensation scheme is administered by a private company, the public authority supervising those schemes pursuant to that Directive.

5. 21/07/2011 – 01/01/2020 Article 4, Regulation (EU) No 1095/2010 Scope: Whole act

   For the purposes of this Regulation the following definitions apply:

   ‘competent authorities’ means: competent authorities and/or supervisory authorities as defined in the legislation referred to in Article 1(2); with regard to Directives 2002/65/EC and 2005/60/EC, the authorities competent for ensuring compliance with the requirements of those Directives by firms providing investment services and by collective investment undertakings marketing their units or shares; with regard to investor compensation schemes, bodies which administer national compensation schemes pursuant to Directive 97/9/EC, or in the case where the operation of the investor compensation scheme is administered by a private company, the public authority supervising those schemes pursuant to that Directive.

Used in (195 places in 49 provisions on 11/11/2026)

Regulation (EU) No 1095/2010 (195 in 49)

Recital 18 · Recital 28 · Recital 29² · Recital 32⁸ · Recital 39 · Recital 41² · Recital 42 · Recital 45² · Recital 46 · Recital 52 · Recital 53² · Article 1 · Article 2 · Article 4² · Article 8⁴ · Article 9⁴ · Article 9a³ · Article 16⁸ · Article 16a² · Article 16b² · Article 17¹⁹ · Article 18⁷ · Article 19²⁶ · Article 20 · Article 21⁸ · Article 22² · Article 28⁶ · Article 29³ · Article 29a⁵ · Article 30¹² · Article 31⁸ · Article 31a · Article 31b² · Article 33⁴ · Article 35⁶ · Article 35a⁶ · Article 35b² · Article 36² · Article 38⁴ · Article 39 · Article 40 · Article 41⁴ · Article 45b⁵ · Article 57² · Article 58 · Article 60 · Article 62² · Article 70³ · Article 81²